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A list of securities selected for special surveillance by a brokerage, exchange, or regulatory organization; firms on the list are often takeover targets, companies planning to issue new securities, or stocks showing unusual activity.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.
A list of securities that the SEC or other body is observing closely because their companies are suspected of regulatory or legal violations, or because it has simply attracted an unusual amount of attention recently. For example, a company about to make a new issue of stock may be placed on the watch list to ensure that it abides by all regulations, even if it has never been suspected of violating any.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
A roster of securities that are under scrutiny for a special reason. For example, a watch list may be established for stock that has exhibited an unusual trading volume or for debt securities that have reduced quality ratings.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.