Securities Trade

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Securities Trade

The sale of a security from one investor to another. The seller receives compensation in exchange for giving up ownership of a security. Securities trades may take place on an exchange or over-the-counter. The securities trade is regulated by special agencies in the appropriate jurisdiction; trade in the United States is regulated by the SEC, among other organizations.
References in periodicals archive ?
'As part of the endeavours of the CMA to protect investors in Oman, the CMA would like to announce a new list of companies, pretending practicing business activities in forex and securities trading and other investments based on information received from IOSCO,' the CMA said in a cautionary note published on its website.
Ascribe Capital makes attractive risk-adjusted investments in securities of companies that are distressed or undergoing operational, financial, or other stress and securities trading at a discount to intrinsic value.
26, 2018 based on a complaint filed by former LTT employees Katherine Angelica Garcia and Katrina Michelle Labrusca, who alleged that the firm was engaged in securities trading without the authority of the Securities and Exchange Commission.
The first two consultations seek stakeholders input on draft technical advice for the integration of sustainability risks and factors into the Markets in Financial Instruments Directive II (MiFID II) (securities trading) and the Alternative Investment Fund Managers Directive (AIFMD) and the Undertakings in Collective Investment in Transferable Securities (UCITS) Directive (investment funds).
Fee-based revenues were down 32 percent year-on-year to P2.1 billion as the bank reduced its reliance on securities trading.
"Regardless of last year's rate hike, the current securities trading tax is still high because of the double taxation issue," said Kim Jwa-mook, an industry official.
They are Ahmed Aboul Saad, chairperson of Rasmala Egypt Securities; Ehab Saeed, managing director of Osool for Securities Brokerage; Nassif Nazmy, vice chairperson of Al Ahram Brokerage; Sameh Azab, managing director of Watheeqa Securities Brokerage; Ali El Tahri, chairperson of Catalyst Partners; Mohamed Lotfy, managing director of Ostool for Securities Trading; Yasser Omara, chairperson of Eagle Financial Advisors; Khaled El Tayeb, chairperson of Pioneers for Investment Fund Management; Shawkat El Maraghi, managing director of HC Securities Trading; and Moustafa Wahdan, chairperson and managing director of Al Amaleka for Securities Trading.
Its major functions include offering the venue and facilities for securities trading, formulating operational principles, receiving listing applications and arranging securities listing, organizing and supervising securities trading, supervising members; regulating listed firms, managing and disseminating market information and other functions as accepted by the CSRC.
"GES EX Securities Trading System Experience Day has achieved a great success.
Currently, the company has a holding of 318,740 of its own treasury shares under the Norwegian Securities Trading Act.
Close Brothers will invest the funds in its core operations, such as lending, wealth management and securities trading in its home country.
"In addition to the securities trading for customers, we will open up corporate advisory and asset management as new areas of business," said Abdalla Juma Al Sari, Director of GGICO in Dubai.

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