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SEC

Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Securities & Exchange Commission

An agency of the U.S. Government that serves at the primary regulator of the securities trade. It attempts to ensure that all trades are fair, and that no price manipulation or insider trading occurs. Additionally, the SEC promotes full disclosure and monitors mergers and acquisitions to ensure continued competitiveness. It works with several self-regulatory organizations, notably FINRA, to enforce its regulations. Most securities offered through interstate commerce must be registered with the SEC.

The SEC was created in 1934 as part of the New Deal to prevent excessive speculation. It is overseen by five commissioners, who are appointed by the President of the United States upon confirmation by the Senate. No more than three commissioners may belong to the same political party.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

SEC

Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.

Securities and Exchange Commission (SEC).

The Securities and Exchange Commission (SEC) is an independent federal agency that oversees and regulates the securities industry in the United States and enforces securities laws.

The SEC requires registration of all securities that meet the criteria it sets, and of all individuals and firms who sell those securities. It's also a rule making body, with a mandate to turn the law into rules that the investment industry can follow.

Established by Congress in 1934, the SEC sets standards for disclosure by publicly traded corporations, and works to protect investors from misleading or fraudulent practices, including insider trading.

It has four divisions: Corporate Finance, Market Regulation, Investment Management, and Enforcement.

Dictionary of Financial Terms. Copyright © 2008 Lightbulb Press, Inc. All Rights Reserved.

SEC

See Securities and Exchange Commission.

The Complete Real Estate Encyclopedia by Denise L. Evans, JD & O. William Evans, JD. Copyright © 2007 by The McGraw-Hill Companies, Inc.
References in periodicals archive ?
So, from any [x.sub.0], [x.sub.-1] [member of] B([x.sub.*], R), the sequence {[x.sub.n]} of the modified secant method is convergent, the root [x.sub.*] [member of] B([x.sub.*], R), and by mathematical induction [x.sub.n] [member of] B([x.sub.*], R)(n [greater than or equal to] 1).
The results and analytical analysis showed that the use of Secant method greatly reduced the computational complexity as compared to other techniques discussed by (Stoer and Bulirsch, 2013).
Again, as before, Newton's method does not always converge, but when it does, it does so faster (p = 2) than the bisection method (p = 1) and the secant method [MATHEMATICAL EXPRESSION NOT REPRODUCIBLE IN ASCII].
In this section, at first we briefly discuss the modified secant equation proposed by Li and Fukushima [23], being necessary in explanation of our modified scaled CG method.
Although conformal mappings have no exact geometric representation, the obtained restriction [[phi].sub.1] + [[phi].sub.2] > 0 is the condition of the construction of geometric secant cone with the apex above the North Pole.
For the convergence of Secant Method, initial guess should be close to the root.
During Step 1, participants were exposed to a brief lecture regarding the basic operations sine (sin), cosine (cos), secant (sec), and cosecant (csc) and how these functions appear on the coordinate axes.
WILLIE MULLINS can do little wrong at present and the champion trainer can quickly get his followers cheering at Thurles this afternoon with Wee Giant and Secant Star.
He doesn't have the experience of some of his rivals - in addition to having a 333-day absence to overcome - but it is still hard to look past Secant Star.
* XDMDA-6630 for bottles has 0.3 MI, 27 HLMI, tensile yield strength of 3400 to 3800 psi, 2% secant flex modulus of 165 to 175 kpsi, and tensile impact strength of 100 to 140 ft-lb/[in..sup.2]
In this case it is necessary to consider that using the approximation of a certain section AFC by the segment of line (secant) will lead to obtain frequency [[omega].sup.*.sub.p], greater than the required frequency [[omega].sup.p].