Restricted

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Restricted

Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list.

Restricted

1. See: Gray list.

2. See: Restricted account.
References in periodicals archive ?
For example, reflections based on Richard Rorty's epistemic commitments treat dialogue too restrictedly as conversation that despairs of common reference (95).
It lies, more restrictedly, with the assumption that the latter must be the direct reflex of the former--that mind and cosmos must be reflexively congruent.
The Wilkens model for diffraction line strain broadening due to dislocations presupposes that in the diffracting crystallites so-called restrictedly random dislocation distributions are present [1].
hiratsukae is the only species of Neosartorya with reticulated ascospores that grow restrictedly on Czapek agar, a characteristic also shown in the case isolate.