Restricted


Also found in: Dictionary, Thesaurus, Acronyms, Idioms, Encyclopedia, Wikipedia.

Restricted

Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list.

Restricted

1. See: Gray list.

2. See: Restricted account.
References in periodicals archive ?
The transferring shareholder in a tax-free reorganization has a carryover basis in the newly received restricted shares when a Sec.
The restricted shares will vest in equal installments on Jan.
Restricted growth affects about one in 10,000 babies born in a year.
Typically, a company will simply add the Black-Scholes value of any options and restricted stock to the value of any cash compensation provided by their peers, and provide the same total value to their own executives.
TradeSphere Restricted-Party Screening 2.4: Automation of restricted-party screening for compliance with government laws; screens more than 57,000 restricted names on more than 40 entity lists.
* Will one of the standard Defense Federal Acquisition Regulation Supplement (DFARS) levels of data rights ("unlimited," "government purpose," "limited," or "restricted") be acceptable, or do the data rights need to be specifically tailored and negotiated for this procurement?
Protected information is defined as any data that is deemed "restricted." This information may not be placed on or sent through the Internet by the department, its employees, or any contractor.
Thus, in addition to salary and bonus deferrals arrangements, nonqualified deferred compensation plans under section 409A will seemingly include supplemental executive retirement plans (SERPs); phantom stock plans; restricted stock units; stock appreciation rights; (1) discounted stock options; and section 457(f) "ineligible" deferred compensation plans of tax-exempt organizations and state and municipal governmental units.
First, the Korea Media Rating Board would give the offending title a "restricted" rating.
However, granting restricted stock presents both tax opportunities--and pitfalls--for the company and the employee.
In response to the CCRA directive, IMPACS and the CCP published Charities: Enhancing Democracy in Canada which argues that charities should not be restricted in their ability to advocate for policy change; and it recommends a minor change to the Income Tax Act to lift the restrictions.