Restricted

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Restricted

Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list.

Restricted

1. See: Gray list.

2. See: Restricted account.

References in periodicals archive ?

The new provision also restricts the funding of nonqualified deferred compensation plans.

New section 409A: a revolution in the world of deferred compensation

What's more, "If you restrict the calories of rodents, they'll perform better at learning and memory tasks later in life than rodents eating a normal diet," says Ingram.

Eat less live longer? Does calorie restriction work?

They then plead their case with the state legislators to restrict such sales in their states through licensing laws or regulations that favor existing bricks-and-mortar businesses at the expense of new Internet competitors.

States' anti-competitive laws can harm consumers

Librarians have taken steps to restrict the viewing of objectionable materials on our computers, as well as restricting potential criminal activities.

Net censorship: the countdown. (book bytes)

5 council session, Altman changed his proposal to increase to 300 the number of petitioners needed to restrict a book.

Censorship Plan Sparks Opposition In Wichita Falls

87 allows auditors to restrict the use of any report, even one that ordinarily is a general use report.