Registration

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Registration

In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Registration

The process of submitting appropriate documents to a government regulator before an activity may be conducted. For example, a company must register with the SEC or the equivalent state agency before it may issue stock. In other words, registration is the process of publicly announcing that one intends to conduct an activity and taking all steps to ensure that the activity is done legally and correctly.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

registration

The preparation of a security issue for public sale. For registration, the issuer hires an underwriting firm to prepare a registration statement that is submitted to the SEC or to a state authority. As part of this process, an investment banker brings in a public accounting firm to audit the issuer's financial condition. See also cooling-off period, gun jumping, piggyback registration.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.
References in periodicals archive ?
Further, he said that Mmatshumo was also allocated a non-ambulance with registration number BX 12 9286 which was currently running and assisting Khwee village whose vehicle was to be boarded.
Customers will be required to provide their company name, contact name, phone number and email, du account number/code, and FTA Tax Registration Number.
bonds of the public joint-stock company SIBUR Holding with state registration number of the issue 4-10-65134-D;
The funny thing is that, no matter what the registration number and how "cool" people think it is, I cannot abide it when numbers, letters and fonts are tinkered with to make a word.
The organisers said registration numbers continue to grow in all categories and those that are still looking to register can do so by accessing www.dubaipulseride.com.
In some cases, the vehicle registration number may be permanently withdrawn.
That, combined with the current economic conditions, contributed to sluggish registration numbers, he said.
For the first time, record total of 100 plus VIP numbers were auctioned following the unprecedented response of applicants for upcoming auction of new vehicle registration number series of the city CH-01-AL.
Yousif Al Hashimi, director of Real Estate Licensing Department in RERA, said RERA has issued a circular to all the real estate brokerage firms concerned telling them they must publish their office registration number and the broker registration number in all ads.
Common DA Form 2408-9 Errors Note Incorrect Correct Incorrect NSN 2350000771616 2320000771616 Incomplete serial number 310063 JXHF310063 Incorrect serial number JZ0078 D12456U Incomplete registration number 4L7694 4L769470 Incorrect registration number NGO789 NG0789 Registration number field is left blank Hand receipt UICs are used (For example, "W1HDAM") Year of MFG is missing--This info must appear on all DA Form 2408-9 reports Usage quantities unacceptable (too high or less than previous month)
Parents of children attending nearby Ysgol Pen Y Garth primary school fear a serious accident could occur during school drop-off times, and have passed registration numbers of offending drivers to police.
The system offers car owners the opportunity to text each other using just their car registration numbers and without the need to know the car owner's mobile phone number.

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