Registration

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Registration

In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.

Registration

The process of submitting appropriate documents to a government regulator before an activity may be conducted. For example, a company must register with the SEC or the equivalent state agency before it may issue stock. In other words, registration is the process of publicly announcing that one intends to conduct an activity and taking all steps to ensure that the activity is done legally and correctly.

registration

The preparation of a security issue for public sale. For registration, the issuer hires an underwriting firm to prepare a registration statement that is submitted to the SEC or to a state authority. As part of this process, an investment banker brings in a public accounting firm to audit the issuer's financial condition. See also cooling-off period, gun jumping, piggyback registration.
References in periodicals archive ?
In response to another question from MP for Boteti East, Mr Sethomo Lelatisitswe, the assistant minister said Mokubilo and Mmea villages had been allocated one ambulance each with registration numbers BX15 2720 and BX16 3894 respectively which are both currently running.
Ahead of the nationwide implementation of VAT in the UAE, du has launched an online process to collect customers' official Tax Registration Numbers, as issued by the Federal Tax Authority.
Dubai: With VAT being implemented from January 1, telecom provider du has launched an online process to collect customers official Tax Registration Numbers, as issued by the Federal Tax Authority.
bonds of the public joint-stock company SIBUR Holding with state registration number of the issue 4-10-65134-D;
In accordance with a decision of the NANB Discipline Committee dated February 7, 2013, the registration of Kymberley Dawn Gillett, registration number 027907, is revoked effective February 9, 2015.
They certainly managed to read my registration number.
On exit my registration number would be recognised and the barrier would lift.
I phoned up the new company and asked how am I supposed to predict who will be calling, and was told that I have to give a registration number to apply, but after that, if a different visitor called, I would have to either phone up or go online to change the registration number.
"The original vehicle registration number is believed to be 09D30244 and the men in the car have Southern accents.
She tried to note down the registration number, but it was covered with a plastic sheet.
Hugh McGee claims the machine at Greenock's Oak Mall shopping centre did not record his registration number.