Registration

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Registration

In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.

Registration

The process of submitting appropriate documents to a government regulator before an activity may be conducted. For example, a company must register with the SEC or the equivalent state agency before it may issue stock. In other words, registration is the process of publicly announcing that one intends to conduct an activity and taking all steps to ensure that the activity is done legally and correctly.

registration

The preparation of a security issue for public sale. For registration, the issuer hires an underwriting firm to prepare a registration statement that is submitted to the SEC or to a state authority. As part of this process, an investment banker brings in a public accounting firm to audit the issuer's financial condition. See also cooling-off period, gun jumping, piggyback registration.
References in periodicals archive ?
The funny thing is that, no matter what the registration number and how "cool" people think it is, I cannot abide it when numbers, letters and fonts are tinkered with to make a word.
Hugh said: "The machine should put your registration number on the ticket.
Mr Davies also at the time bought a Bedford commercial vehicle registration number ECC 189.
We would like to remind all motorists that it is an offence to alter, rearrange or misrepresent vehicle registration numbers on number plates in order to form names or words or in such a way that makes it difficult to read the registration number," he said.
Few months back, Sector 33-C resident Narinder Singh Shergill had purchased the 0001 vehicle registration number of CH-01-AC series by paying Rs 10 lakh against the reserve price of Rs 25,000 of the number.
Al Suwaidi called on investors who wish to purchase housing units to be cautious when dealing with commercial advertisements that promote property sale by checking the broker registration number and the office registration number issued by RERA.
Scroll down the serial number column to locate the associated registration number.
Mohammad Siddique lodged a complaint with Margalla police station that his car bearing registration number (GK 628) was taken away from a mosque's car parking area in Sector G-8.
The registration number is one of five 'N' numbers reserved for Baltia containing the letters 'BL'.
He said Phillips told them to get the registration number of the car containing Cunningham which had "screeched" around the corner.
It was the first registration number to be issued in Edinburgh and it belonged to a leading pioneer of motoring.
My vehicle registration number was written down wrongly on the police ticket - twice.