Registration

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Registration

In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.

Registration

The process of submitting appropriate documents to a government regulator before an activity may be conducted. For example, a company must register with the SEC or the equivalent state agency before it may issue stock. In other words, registration is the process of publicly announcing that one intends to conduct an activity and taking all steps to ensure that the activity is done legally and correctly.

registration

The preparation of a security issue for public sale. For registration, the issuer hires an underwriting firm to prepare a registration statement that is submitted to the SEC or to a state authority. As part of this process, an investment banker brings in a public accounting firm to audit the issuer's financial condition. See also cooling-off period, gun jumping, piggyback registration.
References in periodicals archive ?
Jonathan Darling, aged 33, of Fox Glove Close, Bedworth, exceeding the speed limit, using a vehicle with an incorrect registration mark, fined pounds 400.
(e) The purchaser shall, within 12 months after the date of auction, apply to the Commissioner for Transport for the registration mark to be assigned to a motor vehicle registered in the name of the purchaser.
The key data on the discs is keeper name, address, registration mark of the vehicle, chassis number, make and colour.
This month South Wales Police will be carrying out spot checks on vehicles with illegal number plates - ones that do not have the correct font, spacing or do not carry a registration mark.
Equifax are offering 500 Mirror readers a free full HPI check (worth pounds 31) which compares the vehicle identification number (VIN) and the vehicle registration mark (VRM) to ensure your purchase isn't hiding a chequered past.
The Air Accident Investigation Authority (AAIA) (January 10) released Aircraft Accident Preliminary Report 1/2019 in relation to an Air Canada Boeing 777-333ER aircraft (registration mark C-FITW).
The court heard that his Subaru Impreza had failed to conform to regulations "in that the registration mark front and rear had a Scooby-Doo cartoon character logo to the left of the lettering" while parked in Newhampton Road West, Wolverhampton, last year.
The sought-after registration mark "S1" had been estimated to fetch between pounds 200,000 and pounds 250,000.
It is an offence contrary to the Road Vehicles (Display of Registration Marks) Regulations 2001 to drive a mechanically propelled vehicle on a public road on which the registration plate "contained reflex-reflecting material" or the registration plate had been "treated in such a way that the characters of the registration mark became retroflective characters" or "had been treated in such a way that the making of a true photographic image of the plate through the medium of a camera and film or other device would be prevented or impaired".
Other officers: chairman Chris Hughes, vice-chairman Russ Knox, secretary Paul Inman, fixture secretary Kevin Lightowler, 1st XV vice-captain Paul Clarke, 2nd XV captain Ian Downie, vice-captain Ian Webb, club coach Neil Crowther, press Keith Tams, District Union representative Sean Noone, youth team manager John Smith, CPO Aja Somal, membership & league registration Mark Burton.
Terry Gallagher, inventor of hot stamping for holograms and president of Total Register, called for a standard registration mark in an article on the problems caused by the different types in use.
Now, a historic Lister Jaguar like the one below is at the centre of High Court battle between two wealthy car enthusiasts who have spent hundreds of thousands of pounds in a wrangle over ownership of its registration mark.