private placement memorandum


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Private Placement Memorandum

A document explaining a new offering of securities for private placement. Private placement involves selling securities without registering with the SEC. A private placement memorandum must then explain exactly why the offering complies with SEC Regulation D exempting certain companies from registration; this is done to protect both the issuer and the investors. According to Regulation D, a PPM must contain a complete description of the security and the terms of the sales. It must also include applicable information about the issuer's financial situation and applicable risk factors. Because securities for general issue must be registered under Regulation D, a PPM is not allowed to contain a general offer for investment.

private placement memorandum

The documentation that provides information on a new security issue. It is similar to but less extensive than a prospectus.
References in periodicals archive ?
Moreover, the district court was allowed to consider this in determining whether a reasonable shareholder would consider valuation figures in the private placement memorandum to be a significant factor in making an investment decision.
The court also said there was a factual question as to whether the Myers received the private placement memorandums before or after the investments were placed.
Entrepreneurs on CapLinked will be able to access MicroVentures' templates to reference as they prepare their own investment documents for capital raises, and companies in need of help preparing their private placement memorandum and other services related to a capital raise will be able to connect with MicroVentures.
PK) announced today a $780K Private Placement Memorandum to raise new capital to take the Company in a new direction as described below.
The offering and sale was conducted through a private placement memorandum to individual accredited investors.
The notes will be offered through a Private Placement Memorandum on a best efforts basis and are available only to accredited investors.
ATLANTA -- V-Rooms[TM], a leading provider of internet based virtual data rooms for corporate finance, announced today the formal launch of its online Private Placement Memorandum (PPM) delivery program (www.
ANY SUCH OFFER OR SOLICITATION CAN BE MADE ONLY THROUGH THE DELIVERY OF A PRIVATE PLACEMENT MEMORANDUM TO QUALIFIED INVESTORS.
Except for historical information, matters described are forward-looking statements that involve risks and uncertainties, including: dependence on third parties for development, regulatory approval, and successful commercialization of products; the inherent risk of failure in developing product candidates based on new technologies; the risks associated with the cost of clinical development efforts, and other risks detailed in the company's private placement memorandum.
a Delaware Limited Partnership, will be marketed to accredited investors via a private placement memorandum.

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