market intermediary

market intermediary

a business such as a WHOLESALER which acts as a ‘middleman’ in moving goods through a DISTRIBUTION CHANNEL, or an AGENT (for example, an INSURANCE BROKER) which brings together buyers and sellers of insurance. See TRADER/ DEALER.
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Regulation EE currently includes an activities-based test pursuant to which an entity can qualify as a financial institution for purposes of FDICIA's netting provisions if it is a market intermediary and, during the previous 15-month period, it engaged in financial contracts exceeding specified numerical thresholds.
They won't be able to work for a market intermediary, a stock exchange or a listed company for five years.
Holmstorom, who is an economics professor from the Massachusetts Institute of Technology, said that during a crisis, money would rush out of banks and flood the central bank, which would then find itself in the position of taking the role of market intermediary. The central bank would then need to resolve the issue of injecting the money back into the banking system.
UK-based wholesale market intermediary firm TP ICAP plc (LSE: TCAP) has acquired US-based energy and commodities broker SCS Commodities Corp, the company said.
11 January 2018 - UK-based wholesale market intermediary firm TP ICAP plc (LSE: TCAP) has acquired US-based energy and commodities broker SCS Commodities Corp, the company said.
Summary: The stock market intermediary BH Invest announced that subscriptions to the capital increase of the Banque de l'Habitat (BH), open to the public on November 17, 2017, were closed on
Sebi has already streamlined the KYC procedures for the securities market and a single KYC is sufficient for any kind of account with any of the market intermediary.
Central Bank of Bahrain (CBB) Governor Rasheed Al Maraj told the Arab Federation of Exchanges (AFE) Equities Summit 2015 yesterday that the changes will be for clearing and settlement, central depository and central registry as well as market intermediary supervisory functions.
During the second half of 2013, IOSCO surveyed market intermediary and regulatory practices in the use and oversight of social media and automated advice tools in order to meet two overarching objectives:
Front-running refers to an unethical practice of someone trading in shares on the basis of advance information given by a broker, analyst or other executive at a market intermediary before trades are conducted by that entity.
The proposals by the panel make it mandatory for every listed company and market intermediary to formulate a code of conduct to regulate, monitor and report trading in securities by its employees and other connected persons.
/ maund): The ginner is the market intermediary who processes the seed cotton into cotton lint and seed.