managing underwriter

Managing underwriter

The leading firm in an underwriting group, which originates the deal and acts as an agent for the group.

Lead Arranger

In investment banking, an underwriting firm that leads a syndicate. A syndicate is a group of underwriters responsible for placing a new issue of a security with investors. Every syndicate is a temporary arrangement. The lead arranger assigns parts of the new issue to other underwriters for placement and usually takes the largest part itself. It is also called a managing underwriter or a syndicate manager or, less formally, a book runner.

managing underwriter

References in periodicals archive ?
Craig-Hallum Capital Group is acting as sole managing underwriter for the offering.
She most recently held the title of senior vice president and senior managing underwriter in the Special Risk unit at Ironshore.
An interview with a managing underwriter at Golsan Scruggs, "Buyer Beware!", warns advisers that there is no standard coverage among errors and omissions policies.
The managing underwriter for this offering is Network 1 Financial Securities Inc.
Tenders are invited for senior managing underwriter or co-manager for theissuance of: new money bonds and revenue anticipation notes (rans) for the county.
Cowen and Company is acting as the sole managing underwriter for the offering.
Headquartered in Wakefield, Massachusetts, HCC Specialty is a managing underwriter of specialty insurance products, including high-limit disability, crisis management, contingency, DIC, prize indemnity, international medical and travel medical insurance, and special programme business.
TA Securities Holdings Bhd is the Principal Adviser, Sponsor, Managing Underwriter, Joint Underwriter and Joint Placement Agent for the IPO.
** Contact the senior managing underwriter for the bond issue to determine if they have files documenting compliance with the continuing disclosure agreement or are conducting a review of their prior bond deals to identify possible non-compliance; or
The firm also served as managing underwriter, other than a secondary offering, and failed to report such distribution or offering to FINRA within the time frame set forth by FINRA Rule 6760(c).
30 September 2013 -- Maxim Group LLC acted as joint book-running manager and lead managing underwriter of Greek shipping firm Paragon Shipping Inc's (NASDAQ: PRGN) upsized public offering of 6m of its class A common shares at USD 5.75 per share.
CIMB was the principal adviser, managing underwriter for the Malaysia Public Offering and sole co-ordinator for, and together with Maybank, joint bookrunner of, the MITI Tranche.

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