Craig-Hallum Capital Group is acting as sole managing underwriter
for the offering.
She most recently held the title of senior vice president and senior managing underwriter
in the Special Risk unit at Ironshore.
An interview with a managing underwriter
at Golsan Scruggs, "Buyer Beware!", warns advisers that there is no standard coverage among errors and omissions policies.
The managing underwriter
for this offering is Network 1 Financial Securities Inc.
Cowen and Company is acting as the sole managing underwriter
for the offering.
Headquartered in Wakefield, Massachusetts, HCC Specialty is a managing underwriter
of specialty insurance products, including high-limit disability, crisis management, contingency, DIC, prize indemnity, international medical and travel medical insurance, and special programme business.
TA Securities Holdings Bhd is the Principal Adviser, Sponsor, Managing Underwriter
, Joint Underwriter and Joint Placement Agent for the IPO.
** Contact the senior managing underwriter
for the bond issue to determine if they have files documenting compliance with the continuing disclosure agreement or are conducting a review of their prior bond deals to identify possible non-compliance; or
The firm also served as managing underwriter
, other than a secondary offering, and failed to report such distribution or offering to FINRA within the time frame set forth by FINRA Rule 6760(c).
30 September 2013 -- Maxim Group LLC acted as joint book-running manager and lead managing underwriter
of Greek shipping firm Paragon Shipping Inc's (NASDAQ: PRGN) upsized public offering of 6m of its class A common shares at USD 5.75 per share.
CIMB was the principal adviser, managing underwriter
for the Malaysia Public Offering and sole co-ordinator for, and together with Maybank, joint bookrunner of, the MITI Tranche.