LEGAL

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LEGAL

A computerized database maintained by the NYSE to keep track of enforcement actions, audits, and complaints against member firms. This term is not an acronym but is referred to in capitals.

LEGAL

A New York Stock Exchange data bank of enforcement actions, investor complaints, and member audits.

legal

References in periodicals archive ?
I think we need to know what exactly we are doing in hiring and making sure that the people we hire are in this country legally,'' said Councilman Dennis Zine, who chairs the council's Personnel Committee.
6015(c) requires that the "individual is no longer married to, or legally separated from" the other person or that the "individual was not a member of the same household" as the other person during the required period.
So long as these requirements are met, the particular schedule that serves as the instrument of compliance is legally irrelevant.
When there are high legal and economic consequences to recognition of the couple, Coleman requires that they sign a legally binding domestic partnership agreement, which, depending on its wording, may impose on the couple the same kinds of legal responsibilities to one another that marriage does, vis a vis such things as third-party creditors when one person takes on debt, or mutual obligations of support between the partners.
2) Artist Alisa Gabrielle uses bold colors and voluptuous forms of her inner-vision technique, a style she created while legally blind.
The Tax Court determined that the letter of intent could not be construed to legally bind or compel the donees to sell their stock warrants at the time of assignment.
With Fios' DMS services, clients can achieve legally defensible electronic discovery practices that reduce risk, cost and time throughout every phase of the process.
Ironically enough, dogs--specifically, a certain charismatic Chihuahua named Bruiser--figure prominently in Herman-Wurmfelds new film, Legally Blonde 2: Red, White & Blonde.
The court concluded that, at the time of the gifts, the charities were not legally bound and could not be compelled to sell the warrants; moreover, the facts fell squarely within Rev.
This would allow Texans to compete in special event tournaments, charity tournaments, play in poker rooms or clubs in public and play online internet poker, legally.
Had our marriage been legally recognized," Daniel says, "we would have been able to file jointly, and we would have received a larger tax deduction.