LEGAL

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LEGAL

A computerized database maintained by the NYSE to keep track of enforcement actions, audits, and complaints against member firms. This term is not an acronym but is referred to in capitals.

LEGAL

A New York Stock Exchange data bank of enforcement actions, investor complaints, and member audits.

legal

References in periodicals archive ?
jurisdiction below the Mason-Dixon line to legalize same-sex marriage.
5 million Pakistanis in Saudi Arabia out of which 54,000 were deported after they failed to legalize their status in Saudi Arabia till November 3.
According to Peace Now, the former government had promised to remove illegal construction built on private Palestinian land, but did not speak of any intention to legalize any outposts.
Customs Director Vanco Kargov says that when the deadliness passes, owners of cars will not be able to legalize their cars.
Legalize gay marriage, followed by multi-partner marriage, and pretty soon the whole idea of marriage will be meaningless.
Eighty percent of Americans say legalize and tax it today," Woolridge says.
In New Jersey, where a lawsuit to legalize gay marriage is pending, polls found 31 percent of Latinos opposed gay marriage compared to 53 percent of blacks and 55 percent of Asians.
Prime Minister Jean Chretien announced that the federal government not only would not appeal the decision, but would draft legislation that would legalize same-sex marriages nationwide, making Canada only the third country in the world to do so, along with Belgium and the Netherlands.
Some say we should legalize drugs because the current drug laws are poorly enforced.
The Senate unanimously approved a bill recently to legalize nearly 2 million illegally imported vehicles from the United States, giving a get-out-of-jail-free card to all owners of model 1970 to 1993 chocolates.
Commission on the Review of the National Policy Toward Gambling had cautioned about corruption and the incompatibility of revenue raising and crime control when jurisdictions legalize gambling.
At the minimum we should change our policy to "decriminalize and discourage" if not outright legalize all these substances.