LEGAL

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LEGAL

A computerized database maintained by the NYSE to keep track of enforcement actions, audits, and complaints against member firms. This term is not an acronym but is referred to in capitals.

LEGAL

A New York Stock Exchange data bank of enforcement actions, investor complaints, and member audits.

legal

References in periodicals archive ?
'Good and profitable corporations must legalize their software assets to protect the interests of their clients, their data, and ultimately the health of their business,' he added.
Timothy Lang, a Republican sponsoring a bill to legalize sports betting, included a provision barring bets on games involving in-state colleges.
IIHS estimates that the three states combined saw a 5.2 percent increase in the rate of crashes per million vehicle registrations, compared with neighboring states that didn't legalize marijuana sales.
As the first major economy to fully legalize cannabis, Canada's regulatory rollout will be closely watched by other nations considering the same path -- and by global investors, who have already poured billions into Canadian marijuana firms.
No government can legitimately "legalize" personal or social actions which are contrary to the Natural Law.
About one year ago, Colorado (one of the first states to legalize marijuana for recreational use) implemented the Packaging and Labeling Requirements of a Retail Marijuana Products Manufacturing Facility rule that requires use of child-resistant packaging with warnings and serving size information.
2003: The Massachusetts Supreme Judicial Court rules that barring same-sex couples from marrying violates the state constitution, making it the first state to legalize same-sex marriage.
David Boaz, meanwhile, was optimistic about legalization, writing that society was ready to legalize marijuana and perhaps even cocaine and heroin "fairly soon." All that was required was for Americans to realize how much it cost to prohibit them.
While talking to BBC, the ambassador said that from May to November 3, at least 0.8 million Pakistanis legalize their status to work in Saudi Arabia for which Pakistan embassy worked day and night for the past six months.
RAMALLAH, May 16, 2013 (WAFA) -- Foreign Minister Riyad Malki Thursday condemned an Israeli government plan to "legalize" four settlement outposts.
Owners of foreign cars that will not legalize their cars on time will have to pay a fine of 100 euros or have their cars confiscated.
[Answers: The English translation of #1, #2, and #4 is: "Canada should abolish marriage." The translation of #3 is: "Once we legalize gay marriage, we can move on to the task of abolishing marriage itself."]