LEGAL

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LEGAL

A computerized database maintained by the NYSE to keep track of enforcement actions, audits, and complaints against member firms. This term is not an acronym but is referred to in capitals.

LEGAL

A New York Stock Exchange data bank of enforcement actions, investor complaints, and member audits.

legal

References in periodicals archive ?
Liberal Democrat home affairs spokesman Simon Hughes said there was a 'perfectly credible case' to legalise drugs but it was not internationally legally possible.
NSA members led the long battle to legalise smokies and say the decision represents progress after many years of hard slog and persuasion, which at times often seemed like a lost cause.
Before we legalise state-run brothels and send another immoral message to our children (like to kill your unborn child is OK and sexual perversion is OK) that to sell your body like a piece of meat on a butcher's block is OK.
ROCK wildman Lemmy yesterday urged the Government to legalise heroin.
He is said to be calling on Irish lawmakers to legalise same sex marriage in his native country and grant "equal rights for all".
Mrs Gravell, a mother of two and grandmother of four who represents the ward of Trimsaran, near Llanelli, said: "If we legalise drugs we'll make it a legitimate adult behaviour and children will want to copy it.
THE Government is being urged to reconsider a South Wales MP's bill to legalise cannabis.
Any right-minded person would reject any attempt to legalise it for anything else.