gun jumping

Gun jumping

In the context of securities trading, refers to trading in a security on the basis of information that has not been made available to the public. The illegal solicitation of buy orders in an underwriting before completion and finalization of Securities and Exchange Commission registration. Also see front running.

Gun Jumping

The act or practice of soliciting orders for a new issue of a security before it has been registered with the SEC, or before its registration has been approved. Gun jumping amounts to soliciting orders outside the SEC's regulation and is, as such, illegal. Engaging in gun jumping can delay the actual issue of the security.

gun jumping

1. The trading in a security before inside information has been released to the public.
2. Solicitation of orders for a new security underwriting before the SEC has approved the registration statement.
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References in periodicals archive ?
Officers were called to Rock Close, in Bell Green at around 12.30pm on Friday (August 30), after reports of a man with a gun jumping over garden fences.
Latest on Bell Green firearms investigation; Two men were arrested
(Euronext: ATC) of its decision to impose upon it a EUR 124.5 million fine for gun jumping in connection with Altice's acquisition of PT Portugal in June 2015, the company said.
Altice to appeal European Commission's decision
Unfortunately, the ABA's gun jumping doesn't end with its misreading of the Federal Credit Union Act.
Bankers Need a Reality Check
That would surely be more of a beacon to the world for Wales than some bloke with a fake gun jumping about the Assembly in front of a camera.
Bond film saga is an irrelevance
Failure to do so may result in a "gun jumping" violation of the HSR Act.
Managing and minimizing antitrust risks in dealings with competitors (part one)
Backing up a second, the proposal would eliminate a prohibition in the SEC's 2005 regulation creating "Rule 163." The rule creates an "exception" in the Securities Act allowing WKSIs to communicate with potential investors prior to a registration statement being filed without violating the "gun jumping" provisions of the Securities Act.
Business disputes some provisions of new generally lauded SEC capitalization leeway
For antitrust practitioners and corporate and in-house counsel, this book examines theories distinguishing between lawful premerger coordination and unlawful gun jumping in the US, the existing law, and positions of enforcement agencies concerning preconsummation activities of the merging parties.
Premerger coordination; the emerging law of gun-jumping and information exchange
In addition, there are some directors and officers exposures, including securities fraud, material misstatements about a company or product, gun jumping and selective disclosure, he said.
Entering the blogosphere: agents and actuaries are writing insurance's first blogs
The civil penalties are the highest ever paid in a case of what is known as "gun jumping." Federal officials alleged that, starting in mid-1999, and before a proposed merger between the two entities had been approved, Gemstar and TV Guide agreed to stop competing for customers, decided together on prices and terms to be offered, and jointly managed their interactive program guide business during the mandatory pre-merger waiting period of the Hart-Scott-Rodino Act of 1976.
The price-fixing series. (Names in the News)
Armed police were called to an area of Coventry after reports of a man with a gun jumping over garden fences.
This is why armed police were in Bell Green; Officers with guns were spotted by a number of residents

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