Exclusive

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Exclusive

In the context of general equities, having sole possession of the customer order/indication; not in competition with other dealers.

Exclusive

Describes a broker-dealer who has a client's order or indication of interest without competing with other broker-dealers. That is, an exclusive broker-dealer is not competing for a better commission or anything else with other broker-dealers.
References in periodicals archive ?
And, according to the report, not a single child has been permanently excluded from school in Pembrokeshire since 1997.
In other words, a loss that has been demonstrated to have been triggered by wind and wind-driven rain in the hours before the storm surge came ashore has to be quantified and paid, even if the excluded storm surge reduced the structure to a foundation slab when it arrived.
Instead, Rieger proposes a lateral shift: not a vertical turn (inward or upward, so to speak), but a horizontal move outward--to the excluded neighbor.
Although the rate has recently started to drop, 13,000 are still permanently excluded from schools in Eng-land and Wales, and 150,000 removed for up to 15 days
Excluded dates: 4-5 April, 2-3 May, 16-31 May, Excluded room categories: 4 poster rooms & suites.
Property that is essential to self-support may be fully or partially excluded as an asset.
Furthermore, the pope contends that because ministerial priesthood is not a promotion but a service, being excluded from it constitutes no hardship.
403(b) should be excluded from a bankruptcy estate by Section 541(c)(2).
The court seemingly said that coverage is excluded to the extent that coverage is excluded.
A housing allowance is an important tax benefit for clergy because it can be excluded, within limits, from gross income for federal tax purposes.
In many cases, the proposal (in proposed subsection 93(1.4) of the Act) would have deemed the shares transferred to be outside the definition of"excluded property." Consequently, any gain realized by an affiliate on the disposition of the shares (in excess of the amount eligible for a section 93 deemed dividend election) would create foreign accrual property income (FAPI), which is taxed immediately in the hands of the Canadian shareholder if the affiliate is a controlled foreign affiliate.