Exclusive

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Exclusive

In the context of general equities, having sole possession of the customer order/indication; not in competition with other dealers.

Exclusive

Describes a broker-dealer who has a client's order or indication of interest without competing with other broker-dealers. That is, an exclusive broker-dealer is not competing for a better commission or anything else with other broker-dealers.
References in periodicals archive ?
the shares of the third affiliate are excluded property;
The court ruled that a shareholder may not increase his or her basis in S corporation stock by the amount of excluded COD income.
All set-asides are fully excluded from income and resource tests but only if the plan is approved by Social Security administrators.
Likewise, in spite of the claims made above, it seems incredible to argue that being systematically excluded from the pinnacles of authority and power in the church's sacramental, educational, administrative, financial, and juridical hierarchies is neither a disenfranchisement nor a limit to women's potential in the church.
The court seemingly said that coverage is excluded to the extent that coverage is excluded.
Consistent with the fact they are excluded from a federal consolidated return, section 936 possessions corporations are generally excluded from the water's-edge group.
Items excluded from the calculation of adjusted earnings from continuing operations include restructuring charges and stock option expense under FAS No.
Open procedure for the supply and the long-term rental of vehicles without drivers divided into 11 lots; Lot 1: 1,079,854 excluding VAT, IPT entry road and PFU excluded, for the supply of small city car; Lot 2: 721 228.
However, the district court concluded that L's truckstop buildings did not meet the floor-space test, which requires that 50% or more of the floor space be devoted to petroleum marketing sales, after it excluded floor space for a movie theater, arcade, showers, laundromat and TV lounge on the second floor of the Iowa truckstop and a game room, showers and TV lounge in the Missouri building.
all excluded property (including shares of another foreign affiliate), not only capital property used in carrying on an active business.
Under the new provisions, punitive damages-- whether or not related to physical injury--cannot be excluded from gross income.