It would like to receive feedback on the custodial fee
and TAMP exclusions from sales-related compensation as written, as well as on several other items.
Given that Amihud and Goyenko (2013) find that R2 is related to fund characteristics, we examine the existence of differences between management strategies adopted by management companies and insurance companies, controlling for age of the plan, size of the plan, investment by participant, management fee and custodial fee
For example, he says, one ETF fund group has an agreement with a provider to make its fund family available to 401(k) plan participants, but the provider adds a custodial fee
for having the ETFs on its platform.
Lord, Abbett said it was moving to help advisors grow their business by waiving the annual custodial fee
for every new Lord Abbett Ira account opened between January 1 and April 15, 2010.
The rate charged is prime or Libor plus a negotiated margin as well as a per transaction fee from a company like Titan to cover administrative and other related expenses, including the wire fee, overnight deliveries and the custodial fee
Most banks and brokerage firms permit customers to pay the custodial fee
separately rather than have it deducted from the account.
Many funds also charge a yearly custodial fee
to cover the administrative costs of handling an individual retirement account.
The technological integration between BenefitStreet and Reliance will help plans enjoy extremely competitive recordkeeping and custodial fee
ESP's ability to combine multiple trading venues in same name trades at different destinations into a consolidated counterparty ticket will result in custodial fee
savings for asset managers," said Manny Santayana, Managing Director and Head of Credit Suisse's AES Sales Group.
A $10 custodial fee
on IRA (including SEP-IRA) accounts with a balance below $5,000.
Generally, the monthly custodial fee
is covered by employers.
STC had a compensation arrangement with the hedge funds that included a custodial fee
as large as 1% (STC charged most of its TPA clients a custodial fee
of just .