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A change of ownership from one person or party to another.


1. To sell.

2. To deliver.

3. To change ownership between parties for any reason.


1. To record a change of ownership in a security on the issuer's books.
2. To deliver a security to the buyer's broker by the seller's broker.
Is it difficult to transfer my brokerage account to a different firm?

Transferring an account to another firm is relatively easy. The first step is to open an account at the new firm. Then sign an account transfer form, which will be provided by the new firm. A representative at the new firm should be able to provide assistance if you encounter any difficulties. The transfer should be completed within two weeks.

George Riles, First Vice President and Resident Manager, Merrill Lynch, Albany, GA


In a transfer, a 401(k) or IRA custodian or trustee moves the assets in your existing account directly to the custodian or trustee of your new account.

With a transfer, you don't risk failing to deposit the full amount of your withdrawal within the 60-day deadline for rollovers. And, in the case of a transfer from a 401(k) or similar retirement savings plan, nothing is withheld for income taxes.

In contrast, if you handle the rollover yourself, your employer must withhold 20% of the account value.

When securities are sent to a transfer agent for reregistration of the ownership name, this process is also known as a transfer.

Securities may be registered in the actual, or beneficial, owner's name, or in the name of a nominee, known as street name. Most stocks that are held by brokerage firms for their clients are registered in nominee name on the transfer agent's books.

References in periodicals archive ?
Although the purpose of these studies was not related to the issue of ectopic pregnancy and they suggest that blastocyst transfer does not reduce the likelihood of tubal pregnancy.
He presented a 3-year retrospective study of live birth rates and twinning rates in 103 patients who had SBT and 290 who had double blastocyst transfer (DBT).
Frozen-thawed blastocyst transfer reduces ectopic pregnancy risk: an analysis of single embryo transfer cycles in Japan.
The improved efficiency of blastocyst transfer allows physicians to transfer only two embryos, eliminating the risk of higher-order pregnancies.
Another study21 compared the perinatal outcome of 413 cryoloop vitrified-warmed blastocyst transfers with that of 602 fresh blastocyst transfers.
He reported on 80 women randomized to 24-chromosome aneuploidy screening utilizing quantitative polymerase chain reaction (PCR) and copy number analysis followed by fresh embryo transfer or to day-5 blastocyst transfer without aneuploidy screening.
Blastocyst Stage Cryopreservation: Blastocyst freezing has three major rationales: (1) the superiority of blastocyst-stage over earlier stage freezing in terms of implantation per thawed embryos which improves the overall expectations for cryopreservation programmes; (2) maximizing the cumulative pregnancy rates per oocyte retrieval; and (3) extended in-vitro culture of human embryos is becoming more common, encouraging the routine use of blastocyst transfer in IVF programs which is of reduced chances for multiple pregnancies (68).
The majority of patients were supportive of a mandatory single blastocyst transfer policy in a survey of 262 infertile women.
He also noted that there has been a paucity of guidelines on frozen embryo and blastocyst transfer.
Single blastocyst transfer, widely practiced in Europe, guarantees a reduction in multiple births, the biggest problem facing fertility specialists worldwide.