items in any medium, including a website or catalog; receives a commission, fee, or other consideration from the seller for the listing or advertisement; transfers, via telephone, Internet link, or other means, a purchaser to a seller or an
affiliated person to complete the sale; and does not collect receipts from the purchasers for the transaction.
Require a title insurance agent or corporation that accepts business from an
affiliated person to:
Approximately 137 of the cross-trades were between AINA's registered investment company clients and other AINA clients who were
affiliated persons of a RIC or
affiliated persons of an
affiliated person of a RIC, including insurance companies owned by AINA's parent company, Aviva plc, and pooled vehicles not owned by AINA or its parent.
You would go a great wrong if you accuse [GE-len] as a gang
affiliated person without any verdict of conviction by a prosecutor," stated Yylmaz.
The order also prohibits him from serving or acting as an employee, officer, director, member of an advisory board, investment adviser or depositor of, or principal underwriter for, a registered investment company or
affiliated person of such investment adviser, depositor, or principal underwriter.
96) Even under the SEC's proposed, looser definition of the term than existed previously under the Exchange Act, (97) a director who owns, or is affiliated with any stockholder who owns, ten percent or more of the company's shares could be deemed an
affiliated person and therefore be ineligible to serve as a voting member of the audit committee.
The amendment to subsection 69(11) in the last technical bill, however, represented a shift toward the
affiliated person standard in this respect.
It was hypothesized that a politically
affiliated person will hold more negative attitude toward the government than a politically non-
affiliated person.
The Budget Act also amends the nonresident use tax exemption to exclude aircraft, vessels, and motor vehicles purchased by an entity if the aircraft, vessel, or motor vehicle is intended to be used primarily to carry resident individuals who are agents, employees, officers, shareholders, members, managers, partners, or directors of the purchaser or any
affiliated person who was a resident when the aircraft, vessel, or motor vehicle was purchased.
Independent is defined as not receiving, other than for service on the board, any consulting, advisory, or other compensatory fee from the Company, and as not being an
affiliated person of the Company, or any subsidiary.
To qualify as "independent," a director may not receive consulting, advisory or other compensatory fees, other than as a board or committee member, and may not be an
affiliated person of the company or any of its subsidiaries.
The criminal case into a disclosure of the bank secrecy about the BTA Bank
affiliated persons was launched by the State Service for Combating Economic Crimes, the press service said.
