Form X17-A5

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Form X17-A5

A form filed with the SEC by brokers and dealers regarding their financial position over a given year.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

Form X17-A5

An audited financial statement filed annually with the SEC by brokers and dealers.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.