As part of the settlements, 72 underwriting firms
-- comprising approximately 96% of the market share for municipal underwritings -- have agreed to improve their due diligence procedures and we expect that investors will benefit from those improvements.
The affiliation aspect of independent variables two through four (top-20 venture capital firms, prestigious underwriting firms
, and the reputation of university scientists) was measured through the SEC 6(b) method.
The increase in competition between underwriting firms
may have been substantially influenced by the changes in the market brought about by the passage of the Tax Reform Act of 1986.
21st Services found only three insureds who were a standard risk, as opposed an average of 150 standard risks found by three other nationally recognized underwriting firms
for the same population.
The Massachusetts Department of Transportation ( MassDOT ) Office of the Chief Financial Officer requests responses from qualified underwriting firms
interested in providing investment banking services to MassDOT.
filed a supplementary prospectus to its shelf registration today, in which the Company proposes to offer 2,500,000 shares of its Common Stock through the underwriting firms
, ThinkEquity Partners LLC, acting as lead managing underwriter, and Punk, Ziegel & Company, L.
The purpose of this Request for Qualifications (the RFQ ) is to select qualified underwriting firms
for inclusion in the Authoritys underwriting pools for Senior Managing Underwriter (the Senior Manager Pool ) and Co-Managing Underwriter (the Co-Manager Pool and, together with the Senior Manager Pool, the Pools ) for transactions that may be sold on a negotiated basis.
Assist the District in the selection of financial underwriting firms
including the preparation of the request for proposal to provide financial underwriting services, indepth evaluation of proposals submitted, oral presentations, and selection of the financial underwriting pool and financial underwriting syndicates for specific transactions.
The action alleges the following underwriting firms
-- which were co-lead underwriters of Extreme Networks' initial public offering -- as defendants: Morgan Stanley & Co.
Tenders are invited for Underwriting firms
for the potential issuance of $10,000,000* in general obligation refunding bonds, series 2016.
The assertion of plaintiffs' lawyers that Audible had the ability to monitor the manner in which these well-known underwriting firms
sold Audible's securities is patently ridiculous, and we are convinced that no one associated with Audible acted improperly in any way.
The Financial Advisor Shall Assist The Town Staff In Selection Of Bond Underwriting Firms