"As part of the settlements, 72 underwriting firms -- comprising approximately 96% of the market share for municipal underwritings -- have agreed to improve their due diligence procedures and we expect that investors will benefit from those improvements."
The first enforcement actions against underwriters under the initiative were brought in June against 36 municipal underwriting firms. An additional 22 underwriting firms were charged in September.
The affiliation aspect of independent variables two through four (top-20 venture capital firms, prestigious underwriting firms
, and the reputation of university scientists) was measured through the SEC 6(b) method.
The increase in competition between underwriting firms
may have been substantially influenced by the changes in the market brought about by the passage of the Tax Reform Act of 1986.
The purpose of this Request for Qualifications (the RFQ ) is to select qualified underwriting firms
for inclusion in the Authoritys underwriting pools for Senior Managing Underwriter (the Senior Manager Pool ) and Co-Managing Underwriter (the Co-Manager Pool and, together with the Senior Manager Pool, the Pools ) for transactions that may be sold on a negotiated basis.
Assist the District in the selection of financial underwriting firms
including the preparation of the request for proposal to provide financial underwriting services, indepth evaluation of proposals submitted, oral presentations, and selection of the financial underwriting pool and financial underwriting syndicates for specific transactions.
Tenders are invited for Underwriting firms
for the potential issuance of $10,000,000* in general obligation refunding bonds, series 2016.
The Financial Advisor Shall Assist The Town Staff In Selection Of Bond Underwriting Firms
of sale and bid specifications; (ii) inform underwriting firms
OneBeacon Insurance s underwriting firms
deliver a range of specialty insurance products sold through independent agencies, regional and national brokers, wholesalers and managing general agencies.
Request for Proposals: Responses from qualified underwriting firms
with extensive experience in marketing and selling municipal bonds.
Several underwriting firms
in Nigeria are currently holding talks for mergers and acquisition option, to evade sanction from the National Insurance Commission (NAICOM) for bankruptcy.