Business information provider IHS Markit (Nasdaq: INFO) has announced that its thinkFolio investment management platform is now connected to TRADEcho's Approved Publication Arrangement (APA), providing clients with a trade reporting
solution for MiFID II, the company said.
Risk Focus will provide key system components for the Regulatory Reporting Hubs OTC Trade Reporting
solution, including RegTek.
8 million to the Financial Industry Regulatory Authority for systemic Order Audit Trail System (OATS) reporting violations spanning a period of more than eight years, failure to accurately submit required trade reports to the appropriate FINRA Trade Reporting
Facility (TRF), and related supervisory failures.
The bank said, 'Using Catena's TRACE gateway will enable us to achieve many benefits by centralising the reporting of our OTC Derivatives trade reporting
across a line of financial products.
Retail-focused UK exchange group PLUS Markets has introduced a new in-house quote and trade reporting
platform known as PLUS1, as part of the firm's plan to break even in 2011.
The Conference is scheduled for November 4-6, 2004 at the PGA National Resort and Spa in Palm Beach Gardens, Florida, and, in addition to the PSR Policy, will tackle important issues such as business continuity, price transparency and trade reporting
, an update on industry discussions regarding potential changes to the U.
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RHUB clients can use the Bats APA to fulfil equity and equity-like trade reporting
requirements and the Bloomberg APA for all other asset classes.
The lack of standards in both regulated market trade reports and OTC trade reports was acknowledged and addressed by the Federation of European Securities Exchanges and trade reporting
venues in a series of announcements during July 2010.