Trade reporting

Trade reporting

Dealer: In a trade between two registered Market Participants (MP), only the sell side reports the trade. Auction: In a trade between two member firms, only the sell side reports the trade. Dealer: In a trade between a registered MP and a non-registered MP (Market Maker not registered in a particular stock, an ECN, etc.), the registered MP reports the trade as a buy or sell. Auction: Trading can occur ONLY between two member firms. (Thus, a buy is never reported.)

Trade Reporting

The practice of announcing the trade or issue of a security to the appropriate regulator. Trade reporting is mandatory and serves to increase transparency in the market. It also helps keep the regulator abreast to what is happening, which may help it find wrongdoing.
References in periodicals archive ?
Business information provider IHS Markit (Nasdaq: INFO) has announced that its thinkFolio investment management platform is now connected to TRADEcho's Approved Publication Arrangement (APA), providing clients with a trade reporting solution for MiFID II, the company said.
Risk Focus will provide key system components for the Regulatory Reporting Hubs OTC Trade Reporting solution, including RegTek.
8 million to the Financial Industry Regulatory Authority for systemic Order Audit Trail System (OATS) reporting violations spanning a period of more than eight years, failure to accurately submit required trade reports to the appropriate FINRA Trade Reporting Facility (TRF), and related supervisory failures.
The bank said, 'Using Catena's TRACE gateway will enable us to achieve many benefits by centralising the reporting of our OTC Derivatives trade reporting across a line of financial products.
Garbani to Discuss the Challenges in Monitoring Real-Time Trade Reporting
Retail-focused UK exchange group PLUS Markets has introduced a new in-house quote and trade reporting platform known as PLUS1, as part of the firm's plan to break even in 2011.
The Conference is scheduled for November 4-6, 2004 at the PGA National Resort and Spa in Palm Beach Gardens, Florida, and, in addition to the PSR Policy, will tackle important issues such as business continuity, price transparency and trade reporting, an update on industry discussions regarding potential changes to the U.
BANKING AND CREDIT NEWS-August 24, 2017-Charles River and TRADEcho to automate MiFID II trade reporting
M2 EQUITYBITES-August 24, 2017-Charles River and TRADEcho to automate MiFID II trade reporting
RHUB clients can use the Bats APA to fulfil equity and equity-like trade reporting requirements and the Bloomberg APA for all other asset classes.
The lack of standards in both regulated market trade reports and OTC trade reports was acknowledged and addressed by the Federation of European Securities Exchanges and trade reporting venues in a series of announcements during July 2010.
This staff will play a key role in helping the region's market participants comply with current and future regulatory requirements for OTC derivatives trade reporting.