Separate chapters describe the different software tools for master data transfer, product classification codes, compliance management, customs management, risk management, and global trade reporting
. Black and white screenshots illustrate software functions and customization options.
Nasdaq Basic is the exchange-provided alternative for real-time Best Bid and Offer and Last Sale information for all US exchange-listed stocks based on trade reports from the Nasdaq Market Center and the FINRA/Nasdaq Trade Reporting
Swaps dealers petition for changes to trade reporting
Both also provide trade reporting
, risk management tools and direct connectivity.
agreed Monday to pay $1.8 million to the Financial Industry Regulatory Authority for systemic Order Audit Trail System (OATS) reporting violations spanning a period of more than eight years, failure to accurately submit required trade reports to the appropriate FINRA Trade Reporting
Facility (TRF), and related supervisory failures.
In auctions closed from January 16, 2012 to January 20, 2012, investors purchasing corporate bonds in the auctions received average taxable yields 0.29 percentage points, or 29 basis points, higher than comparable bonds reported in FINRA's Trade Reporting
and Compliance Engine (TRACE).
The Conference is scheduled for November 4-6, 2004 at the PGA National Resort and Spa in Palm Beach Gardens, Florida, and, in addition to the PSR Policy, will tackle important issues such as business continuity, price transparency and trade reporting
, an update on industry discussions regarding potential changes to the U.S.
The Swedish trading technology provider OM has received a contract for a trade reporting
facility from the National Association of Securities Dealers (NASD) in the US.
?Business information provider IHS Markit (Nasdaq: INFO) has announced that its thinkFolio investment management platform is now connected to TRADEcho's Approved Publication Arrangement (APA), providing clients with a trade reporting
solution for MiFID II, the company said.
Retail-focused UK exchange group PLUS Markets has introduced a new in-house quote and trade reporting
platform known as PLUS1, as part of the firm's plan to break even in 2011.