Surveillance department of exchanges

Surveillance department of exchanges

A department that monitors trading activity on an exchange in order to identify any unusual activity that may indicate illegal practices.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Surveillance Department

A department on an exchange charged with enforcing the rules of the exchange as well as applicable regulations and ethics. It monitors trading on a daily basis in order to accomplish this.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
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