surveillance department

(redirected from Surveillance Departments of Exchanges)

Surveillance Department

A department on an exchange charged with enforcing the rules of the exchange as well as applicable regulations and ethics. It monitors trading on a daily basis in order to accomplish this.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

surveillance department

The division of a securities exchange charged with ensuring that individuals associated with the exchange operate in an ethical manner and according to established regulations.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.
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