Series 63

Series 63.

The Series 63 is a licensing examination that most states require for anyone who wants to sell securities within the state.

Developed by the North American Securities Administrators Association (NASAA), the test covers state securities laws, known informally as blue sky laws, as reflected in the Uniform Securities Act as amended by NASAA.

To sell securities anywhere in the United States, applicants must also pass the Series 6 (for a license to sell mutual funds and annuities) or Series 7 (for a license to sell all securities) administered by NASD.

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He has also earned the chartered financial analyst, Series 7 and Series 63 designations.
For candidates in counties and regions declared disaster areas by state or federal governments as a result of Harvey, and whose Series 63, 65 and 66 exam windows were set to expire between Aug.
invited bids for its series 63 of Taxable Secured Non Convertible Debentures today on Electronic Bidding Platform of Bombay Stock Exchange.
He is a member of the Lehigh Valley Angel Investors, serves as Treasurer on the Board of Trustees for the Lake Naomi Club and holds the Series 7 and Series 63 licenses.
He holds his Series 6 (Limited Investment Securities) Series 7 (General Securities Rep), Series 24 (General Securities Principal) Series 63 (Uniform Securities Agent), and Series 65 (Uniform Investment Advisor Law) licenses.
Through that firm, Shekell earned his Series 6, Series 63 and life/health licensure.
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The owner of Series 6, Series 7, Series 63 and Series 66 licenses (the first two administered by FINRA, the latter two by the North American Securities Administrators Association), along with state insurance licenses for life/health, long-term care, property/casualty and variable products, Schlossberg
He is Graduate of University of Virginia School of Retail Banking and holds licenses with Series 7 & Series 63 as a Securities Representative and a Licensed Life & Health Insurance Representative.
Bouma also holds a BBA in finance from Western Michigan University and has his Series 7 license, his Series 63 and Series 65 licenses, as well as his Michigan life and health insurance licenses.
He started as a junior broker--he has his Series 7 and Series 63 licenses from the Financial Industry Regulatory Authority--then moved to a commission-only broker position after two years.
The academic and testing phase of the program is designed to prepare for the FINRA series 7 and series 63 securities licensing examinations.