Series 6

(redirected from Series 6 Registered)

Series 6

A license entitling the holder to buy and sell mutual funds, variable annuities, and some insurance products on behalf of clients. In order to receive a Series 6 license, one must pass a multiple choice examination covering each of these investment vehicles, as well as the securities and tax regulations involved with them. The license and examination are administered by FINRA.

Series 6.

The Series 6 is a licensing examination that you must pass to be entitled to sell mutual funds and variable annuities to investors.

The examination, which is administered by NASD, is a 100-question multiple choice test that puts primary emphasis on knowledge of the products plus the securities and tax regulations that apply.

Anyone taking the exam must be sponsored by either an NASD member firm or an industry self-regulatory organization (SRO).

References in periodicals archive ?
it has completed the acquisition of MerCap Securities, LLC, a Pennsylvania-based, privately-held independent broker-dealer supporting Series 6 registered representatives.
has completed the acquisition of MerCap Securities, LLC, a US-based privately-held independent broker-dealer supporting Series 6 registered representatives, the company said.
He is a chartered life underwriter and is a NASD Series 26 registered principal and Series 6 registered representative.
Saenz is also a licensed life insurance agent and a Series 6 Registered Representative.