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The Securities Enforcement Remedies and Penny Stock Reform Act of 1990 provides for disgorgement through SEC administrative proceedings, (67) while the Sarbanes-Oxley Act of 2002 and the Dodd-Frank Wall Street Reform Act of 2010 allow for clawbacks of executive compensation after financial misconduct.
In 1990, Congress amended the Exchange Act by adopting the Securities Enforcement Remedies and Penny Stock Reform Act (the "1990 Remedies Act"), authorizing the SEC to pursue civil monetary penalties.
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