Wells Fargo analyst Philip Winslow notes that Starboard Value LP submitted a Schedule 13D
filing to the SEC indicating that the company now owns 7.5% of Box.
We expect to make appropriate amendments to the Sponsors' Schedule 13D
, as required under applicable securities laws, disclosing this Proposal promptly upon delivery.
In conjunction with the offer, Ergon filed an amendment to its Schedule 13D
(the "13D Amendment") with the US Securities and Exchange Commission to acquire all the outstanding common units and Series A preferred units of Blueknight Energy Partners LP not already owned by Ergon and its affiliates.
In addition, two or more persons that are the economic owners of stock in a loss corporation may join together to report their combined beneficial interest on a single Schedule 13D
or Schedule 13G filing with the SEC.
Investors cannot assume that the availability, or lack thereof, of the HSR Act's passive investment exemption will be determinative of their SEC reporting requirements, such as whether they can report beneficial ownership on Schedule 13G, which requires less information than Schedule 13D
. The SEC recently updated its Compliance and Disclosure Interpretations (Question 103.11) to address this issue.
has filed an amended Schedule 13D
with the US Securities and Exchange Commission, disclosing that it has delivered a proposal to the Affinity Gaming board of directors to acquire all of Affinity's remaining outstanding common shares, the company said.
At 12:08 p.m., Aly filed a Schedule 13D
form on the SEC's EDGAR system that claimed his group of six Chinese investors had a 5.1% beneficial ownership of IDT and had sent a letter to the board of directors offering to acquire all of the company's shares for a price that represented a 65% premium.
A Schedule 13D
is required to be filed by any person or group within 10 days of acquiring ownership of more than 5 percent of a company's outstanding voting stock.
its Schedule 13D
, announcing its proposed intervention, significant
This Part recommends a preemptive disclosure framework that requires three amendments to Rule 13d under the Securities Exchange Act: (1) shortening the current ten-day grace period for making a Schedule 13D
filing disclosing when an investor or group acquires a five percent or greater stake in a public company, (2) broadening the definition of "group" under Rule 13d-5 in order to require all activist investors to name the other investors to whom they have disclosed their intention to engage in a proxy fight once they collectively acquire a five percent or greater stake in a public company, and (3) imposing penalties for activists who fail to fully disclose the identities of wolf-pack members.
Finally, pursuant to the terms of the Standstill Agreement, Bulldog agreed, among other things, to withdraw its stockholder proposals and director nominations for each of the funds upcoming annual meetings and the funds have been advised that Bulldog will file a copy of the agreement with the US Securities and Exchange Commission, as an exhibit to its Schedule 13D