Form S-1(redirected from SEC Form S-1)
A document filed with the SEC explaining an initial public offering of securities. Form S-1 must contain a complete description of the security and the terms of the sale. It must also include applicable information about the issuer's financial situation and applicable risk factors. This is done to protect investors from fraud.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
A statement that a firm must file with the SEC before its securities can be listed for trading on a national securities exchange. This form contains information on the firm's business, financing, and directors. It also includes a description of the securities listed.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.