An SEC rule that requires broker-dealers to inform a client if the client's free credit balance is about to be withdrawn.
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An SEC rule that requires broker-dealers to inform customers who have free credit balances that their balances may be withdrawn.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.