Rule 144

Rule 144

Restricts solicitation of buyers to complete the sell order of an insider (unless the firm is already a buyer); signified by a flashing "E" on Quotron.

Rule 144

An SEC rule that allows the executive of a publicly-traded company who owns restricted stock to sell some shares without registering them with the SEC. An executive may do this once every six months if he/she has held the shares for at least two years.

Rule 144

An SEC rule that permits a corporate executive who owns a large amount of his or her firm's stock that has not been bought in the open market to sell a portion of the stock every six months following a holding period of two years without having to file a formal registration statement with the SEC.
References in periodicals archive ?
Concurrently, affiliates of TPG Global LLC, investment funds associated with Bain Capital Investors LLC and CPP Investment Board Private Holdings Inc have sold 4,000,000 shares of IQVIA's common stock under Rule 144 under the Securities Act of 1933, as amended, for a total of 5,000,000 shares.
informed IQVIA that they have sold 4,000,000 shares of IQVIA's common stock pursuant to Rule 144 under the Securities Act of 1933, as amended, for a total of 5,000,000 shares.
Altahawi alleged, "After a lapse of one year since February 1st, 2017, I did seek a legal opinion to lift the restricted legend on my shares in reliance on the Rule 144 exemption (One year holding period).
The transaction will be facilitated by the issuing of new restricted stock under rule 144.
how the Up-C interacts with SEC Rule 144. (4) As this article discusses
To get the confidence of the parliament, it is necessary to have the approval of the absolute majority of MPs (109 votes), in accordance with the rule 144 of the HPR's rules of procedure.
But IAAF Rule 144 states: "An athlete shall retire at once if ordered to do so by the medical delegate, or a medical doctor who is a member of the official medical staff."
The Aussies were hiding behind claims that only an athlete can declare himself unfit to continue under the rules, but IAAF Rule 144 states: "An athlete shall retire at once if ordered to do so by the medical delegate, or a medical doctor who is a member of the official medical staff,identified by armbands, vests or similar distinctive apparel."
Similarly, discussions on completion of each quarter as required by Rule 144 were not held.
Filecoins will not be distributed until after minimum of six months has passed (another box tick according to the SEC's exemption Rule 144), and those who hold off for longer are rewarded.
Federal securities laws, such as Rules 10b-5 and 15c2-11 of the Securities Exchange Act of 1934 ("Exchange Act") as well as Rule 144 of the Securities Act of 1933 ("Securities Act"), and state Blue Sky laws, require issuers to provide adequate current information to the public markets.