retail house

(redirected from Retail broker)

Retail house

A brokerage firm that caters to individual customers rather than large institutions.

Retail House

A brokerage in which most clients are individuals, rather than institutional investors. While there are small retail houses for elite clients, most of these brokerages are large organizations with high overheads because they usually need larger client bases than other brokerages. Brokers at a retail house often earn high commissions, and their research departments produce investment recommendations for individual, as opposed to institutional, investors.

retail house

A brokerage firm that primarily attracts individual investors. A retail house frequently has numerous offices, large office staffs, and high overhead; produces research reports targeted to individuals; and has brokers who earn relatively high commissions.
References in periodicals archive ?
Mubasher Financial Services, one of the Middle East's leading financial institutions, is pleased to announce that it has been recognized by NASDAQ Dubai as Retail Broker of the Month for January 2015.
What is problematic with the Courts' findings, and the author's analysis of those findings, is that neither the single claim pleaded against the retail broker by the insured in the amended complaint, nor the evidence adduced in the record before the trial Court, asserted a theory of recovery based upon a course of dealing between the insured and the retailer.
Earlier in May, Gallagher, as part of a strategy to partner with organizations that can extend its geographic reach, acquired Milwaukee-based property/casualty retail broker Chris Schroeder.
A 5 percent underwriting spread will generate a $25 commission for the retail broker handling the $5,000 block for a retail investor.
Pennsauken, NJ, has announced Acosta Sales and Marketing of Diamond Bar, CA, is the recipient of both the National Retail Broker of the Year Award and the Western Retail Broker of the Year Award.
NASDAQ Dubai's Retail Broker of the Month Award recognizes the member that is most active in trading on behalf of its retail clients on a monthly basis.
Zises founded the company after working as a retail broker.
The hard market has pushed medium-sized companies to join their larger, Fortune 500 brethren in using alternative risk transfer to find insurance coverage, according to a retail broker and captive manager.
The NASDAQ Dubai's Retail Broker of the Month Award is designed to give recognition to the NASDAQ Dubai member that is most active in trading on behalf of its retail clients on a monthly basis.
Veteran retail broker, Ben Fox, has called it a day at Newmark Knight Frank and announced he has taken on the role of president at Winick Realty Group.
Smith worked as an Audit Senior of Amisano Hanson Chartered Accountants from 1992 to 2001 and gained nine years experience in public practice auditing public companies; and he also gained experience as a retail broker and risk management advisor to industry hedge clients in the commodity and futures markets prior to 1992.
Abdulla Al Hosani, General Manager, Emirates NBD Securities said, "It is a great achievement to be awarded the Retail Broker of the Month by NASDAQ Dubai.