retail house

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Retail house

A brokerage firm that caters to individual customers rather than large institutions.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Retail House

A brokerage in which most clients are individuals, rather than institutional investors. While there are small retail houses for elite clients, most of these brokerages are large organizations with high overheads because they usually need larger client bases than other brokerages. Brokers at a retail house often earn high commissions, and their research departments produce investment recommendations for individual, as opposed to institutional, investors.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

retail house

A brokerage firm that primarily attracts individual investors. A retail house frequently has numerous offices, large office staffs, and high overhead; produces research reports targeted to individuals; and has brokers who earn relatively high commissions.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.
References in periodicals archive ?
The NYSE said it will engage with NSX members, buy-side participants and retail brokerage firms before finalising operational plans for the exchange's re-launch as NYSE National.
Chciago, IL, October 14, 2016 --( Chicago-based Baum Realty Group, LLC ("Baum"), one of the Midwest's leading retail brokerage firms, is pleased to announce that Baum's Investment Sales Team facilitated the sale of a 7-Eleven retail store located at 200 N.
29 June 2011 -- US-based Bridge Bank and private venture firm Gold Hill Capital have led a USD2.5m (EUR1.7m) debt financing to Boston Technologies, the company, which offers trading technology and software to institutional and retail brokerage firms said today.
EcoQuest announced earlier this month that it had signed retail distribution agreements for its nappies with retail brokerage firms PSSM and Strikeforce WA, two companies with widespread expertise negotiating sales and distribution with retail giants Coles, Woolworths, Target, Metcash and IGA.
Two former chief officers of Duane Reade have been convicted of fraud after a two-month long trial, in which one of the city's biggest retail brokerage firms, Winick Realty Group, played a central role, according to the United States Attorney of the Southern District of New York.
"Not many retail brokerage firms track the carbon footprint of companies they sell stock in," said Scott Pope, senior investment advisor with Eugene's Sustainable Wealth Management.
The Goldstein Group, one of New Jersey's leading full-service retail brokerage firms for over 20 years, will handle all leasing activity.
Also, the NYSE will engage with NSX members, buy-side participants and retail brokerage firms before finalizing operational plans for NSX.
14 July 2014 - US Boston Technologies Inc, a provider of trading technology and software for institutional and retail brokerage firms, and end-to-end forex (FX) software solutions company Forexware LLC said they had merged.
One of the city's largest retail brokerage firms, Winick Realty Group, is a central element in a case set to go to trial tomorrow in which federal prosecutors accuse former executives of the drug store chain Duane Reade of deceiving investors through exaggerating millions of dollars of the company's income, court records show.
The Goldstein Group announced its new partnership with the Retail Brokers Network, a well established retail real estate broker's network comprised of 29 of the foremost retail brokerage firms throughout the United States.