Restricted


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Restricted

Placed on a list that dictates that the trader may not maintain positions, solicit business, or provide indications in a stock, but may serve as broker in agency trades after being properly cleared. Traders are so restricted due to investment bank involvement with the company on nonpublic activity (i.e., mergers and acquisitions defense), affiliate ownership, or underwriting activities; signified on the Quotron by a flashing "R." A restricted list and the stocks on it should never be conveyed to anyone outside of the trading areas, much less outside the firm. See: Grey list.

Restricted

1. See: Gray list.

2. See: Restricted account.
References in periodicals archive ?
In accordance with Solar's remuneration policy and general guidelines for incentive-based remuneration, the company said its board of directors has decided to grant restricted shares to the executive board and management team in 2018.
The restricted stock units were granted as inducements material to the new employees entering into employment with Horizon Pharma in accordance with NASDAQ Listing Rule 5635(c)(4).
Of those surveyed, 26 percent said access to where they hunt has been restricted in the past year.
The difference between restricted and unrestricted is what it sounds like, simple freedom.
This differs from previous guidance under FASB 124 that considered earnings on donor-restricted endowments unrestricted (whether or not appropriated for expenditure by the organization) unless otherwise restricted by donors or by specific relevant law.
As the new chairman of the Restricted Growth Association in the UK Lisa is determined to get greater recognition and awareness of the problems faced by those who are less than 4ft 10in.
83 to an employee's conversion or exchange of "fully vested" or "unrestricted" shares for restricted shares has been unclear.
A team of researchers at Newcastle University, led by sociologist Dr Tom Shakespeare and geneticist Dr Michael Wright, conducted the three-year study, which was managed by the Restricted Growth Association.
Yet, as companies in recent years have moved equity value out of stock options and into restricted stock, few have considered the significant difference in risk and adjusted grant values accordingly, or compared the equity risk of their own long-term incentive packages with those offered by peer companies.
Thus, in addition to salary and bonus deferrals arrangements, nonqualified deferred compensation plans under section 409A will seemingly include supplemental executive retirement plans (SERPs); phantom stock plans; restricted stock units; stock appreciation rights; (1) discounted stock options; and section 457(f) "ineligible" deferred compensation plans of tax-exempt organizations and state and municipal governmental units.