Dispute resolution

(redirected from Resolution of disputes)
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Dispute Resolution

Any method of resolving a conflict without resorting to a lawsuit. Dispute resolution involves the disputing parties agreeing that a neutral arbiter will hear the arguments of both sides and render a binding decision. In investing, arbiters in dispute resolution may be FINRA, the New York Stock Exchange, or the SEC, depending on the type of disagreement. Dispute resolution is nearly always less expensive than a lawsuit because there are no appeals (and fewer lawyers).

Dispute resolution.

Dispute resolution -- sometimes called alternative dispute resolution -- refers to methods of resolving conflicts between parties or individuals that doesn't involve litigation.

Mediation and arbitration are two forms of dispute resolution that are frequently used when conflicts arise between investors and the brokers or investment advisers with whom they work.

If you have a conflict that you've been unable to resolve by talking with your broker and the firm, you can file a complaint with NASD or the New York Stock Exchange (NYSE), the self-regulatory body that regulates brokerage firms and uses mediators and arbitrators to help resolve disputes. If your conflict is with a registered investment adviser, you should contact the Securities and Exchange Commission (SEC).

Advocates of dispute resolution note that it tends to be quicker, cheaper, and less confrontational than litigation.

References in periodicals archive ?
He noted that the delay in the resolution of disputes undermined the court mandate.
Paragraph 120 includes the following: 'We reaffirmed the importance of the need to enhance mutual trust and confidence, exercising self-restraint in the conduct of activities, and avoiding actions that may further complicate the situation, and pursuing the peaceful resolution of disputes, without resorting to the threat or use of force.
It will also assist companies in complying with a new European regulation which aims to increase confidence by facilitating the online resolution of disputes between consumers and traders, without the need to go to court.
Vietnam welcomed the ruling, saying it strongly supports peaceful resolution of disputes, while reasserting its own sovereignty claims.
His experience and background, particularly in reforming court procedures and assisting self-represented litigants and solicitor advocates in understanding dispute resolution before a court, will serve the needs of the community well and again demonstrates our commitment to providing a service for the resolution of disputes that is of the highest quality.
The Dispute Resolution Councils are responsible for amicable resolution of disputes, fact finding enquiries and acting as jury in the conduct of contested investigation.
Kimenyi and Mbaku present readers with an examination of the issues facing the nations that share the Nile River basin, proposing a legal framework for the resolution of disputes over water allocation toward the enhancement of equity and sustainability for the developing nations that share this resource.
The Supreme Court held on February 13 a meeting for discussion of the draft Resolution of the Plenum of the Supreme Court "on judicial practice in the resolution of disputes on protection of honor, dignity, and business reputation.
The book's opening two chapters discuss the meaning and structure of international law, while later chapters consider the interplay between international law and diplomacy, the obligations of the state, the role of the UN, peaceful resolution of disputes, and international law and the use of force.
The JMC will become part of a loop that will assist the court with forward-looking vision in order to better fulfill its mission to protect rights and liberties, uphold and interpret the law, and provide for the peaceful resolution of disputes.
El Otmani who was speaking at a ministerial meeting on the promotion of peaceful resolution of disputes between countries.
Other incentives backed by the government include subsidised loans for as much as e1/45 billion for small companies that buy machinery and a reform of the nation's civil court proceedings to accelerate the resolution of disputes.