Registration


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Registration

In the securities market describes process set up pursuant to the Securities Exchange Acts of 1933 and 1934 whereby securities that are to be sold to the public are reviewed by the SEC.

Registration

The process of submitting appropriate documents to a government regulator before an activity may be conducted. For example, a company must register with the SEC or the equivalent state agency before it may issue stock. In other words, registration is the process of publicly announcing that one intends to conduct an activity and taking all steps to ensure that the activity is done legally and correctly.

registration

The preparation of a security issue for public sale. For registration, the issuer hires an underwriting firm to prepare a registration statement that is submitted to the SEC or to a state authority. As part of this process, an investment banker brings in a public accounting firm to audit the issuer's financial condition. See also cooling-off period, gun jumping, piggyback registration.
References in periodicals archive ?
A state may request that the registration drive's sponsoring organization designate an agent or organizer who then registers with the state, so that elections officials have someone to contact if issues arise.
If the customer does not have an existing domestic VAT number, but has applied for VAT registration, zero-rating should also be allowed for intra-EU trade, if the customer has provided evidence of the registration application.
Since special registration and the start of the Iraq war, Shah Qadri, one of the owners of Arena Travel on Devon, said his travel business has dropped 60 percent because Pakistanis are afraid of being detained at airports.
Against accusations of profiling on the basis of religion and ethnicity, the Department of Justice insists that it intends to add a wide range of nationalities to its registration list.
VA), who sponsored legislation to compel CPSC to adopt the product registration program.
This additional monitoring often uncovers violations of release conditions and fulfills California appellate court decisions concerning the purpose of sex offender registration.
ISO registration involves a company being certified by an accredited registrar.
Only those few lucky enough to find a scarce DOJ registration form and then locate someone willing to professionally imprint the applicant's fingerprint on it were able to comply.
Regardless of the registration requirement imposed on promoters (however that term is defined), TEI recommends that the provision be amended to extend the time periods within which taxpayers are required either (i) to provide any notice of nonparticipation (in order to excuse registration) or (ii) to register the shelter.
The groups are under criminal investigation for allegedly turning in thousands of bogus voter registrations to the Los Angeles County registrar, said Secretary of State Bill Jones and District Attorney Gil Garcetti.
In China, the pharmaceutical authority - the SFDA (State Food and Drug Administration, China) divided the biopharmaceuticals for registration application, into two classifications, they are the therapeutic biological products and the prophylactic biological products.
To enter such a lucrative drug market, the first obstacle faced by overseas pharmaceutical manufacturers and producers is how to file the application for their imported drug registration with Chinese pharmaceutical authorities.