registered security

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Registered security

Used in the context of general equities. Securities whose owner's name is recorded on the books of the issuer or the issuer's agent, called a registrar.

Registered Security

A security with the owner's name printed on the certificate or, in the case of an electronic registration, where the owner's name is listed in a database. Registered securities contrast with bearer forms, which the person physically holding them is presumed to hold. Virtually all securities currently traded are registered securities; this has become truer as registration has become computerized.

registered security

A security, the certificate of which has the owner's name imprinted on its face. A record of current owners is kept by the issuer for purposes of transmitting checks, proxies, reports, and so forth. Nearly all securities are registered. Also called registered bond. Compare bearer form.
References in periodicals archive ?
For the broker-dealer provisions to be applicable, the statute requires the taxpayer to be a registered securities or commodities broker-dealer, as defined to mean a broker or dealer registered as such by the Securities and Exchange Commission (SEC) or the Commodities Futures Trading Commission (CFTC).
20, 2013), the DTF concluded that an SMLLC that is treated for tax purposes as a disregarded entity is a registered securities broker-dealer, and that its single member should be treated as a registered broker-dealer for purposes of the allocation rules under NYTL section 210.
Predominantly, these obligations include financial covenant protections, yield maintenance provisions, and reporting requirements associated with publicly registered securities,' said Innes.
Finally, as registered securities, REIT bonds offer investors SEC oversight under the requirements of the Securities and Exchange Act of 1934, which outlines periodic reporting requirements including the mandatory filing of issuer specific financial reports.
OB), of New York City are not registered securities, and that only a number of shares equal to 1% (currently 653,000) of Power3's outstanding may be "leaked out" every 90 days, pursuant to an exemption from registration upon certain conditions.
TDSC"), a registered securities broker-dealer and member of the National Association of Securities Dealers, Inc.
Before making a purchase or sale of any securities featured on our website or mentioned in our financial publications, we strongly encourage and recommend consultation with a registered securities representative.

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