registered investment company(redirected from Registered Companies)
Registered investment company
An investment firm which is registered with the SEC and complies with certain stated legal requirements.
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Registered Investment Company
A mutual fund or other investment company that is registered with the SEC. Registered investment companies are required to report their policies and financial conditions, much like a publicly-traded company. Most investment companies in the United States must register with the SEC; they are regulated by the Investment Company Act of 1940.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
registered investment company
An investment company that is registered with the SEC and meets the requirements of the Investment Company Act of 1940 with respect to income distribution, fee structure, and diversification of assets.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.