Other critics include state securities commissioners, who are represented by the
North American Securities Administrators Association, Inc.
The
North American Securities Administrators Association (NASAA) has launched an online resource at nasaa.org to help investment advisors switch from federal to state regulation.
Two years ago, the association of state securities regulators, the
North American Securities Administrators Association (NASAA), identified unsuitable ETF sales as a top threat to Main Street investors.
IPT,
North American Securities Administrators Association and the National Adult Protective Services Association in cooperation with several medical associations are involved in the campaign.
The
North American Securities Administrators Association (NASAA) has announced a settlement in principle between Wells Fargo Investments Llc (NYSE: WFC) and state securities regulators to return nearly USD1.3bn to the firm's clients whose funds have been frozen in the auction rate securities market.
The legislation also has the endorsement of the Financial Planning Association and the
North American Securities Administrators Association.
The
North American Securities Administrators Association (www.nasaa.org) provides links and telephone numbers.
8,1987, was developed jointly by the SEC and the
North American Securities Administrators Association, Inc.
Source:
North American Securities Administrators Association, Washington, D.C., www.nasaa.org.
In addition, she served as a member of the
North American Securities Administrators Association's Franchise and Business Opportunities Committee and chaired the committee for one term.
The Leahy and Conyers bills have been endorsed by the
North American Securities Administrators Association, state attorneys general from Kansas, Oklahoma, Oregon, Georgia, Washington, Ohio, and Vermont, the AFL-CIO, the Consumers Union, the Consumer Federation of America, and the National Whistleblower Center.
Conference of Mayors, the Fraternal Order of Police, the American Council of Education, and the
North American Securities Administrators Association, just to name a few, would leave local governments and individual investors extremely vulnerable to unscrupulous securities dealers.
