North American Securities Administrators Association


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North American Securities Administrators Association

An organization dedicated to investor protection. It provides guidance and advice for persons who buy securities or receive investment advice from any jurisdiction that is a member. It also provides seminars and other educational information. It has more than 60 members, who are governments of Mexican states, Canadian provinces & territories, and American states, territories, & districts. NASAA was established in Kansas in 1919. See also: Blue Sky Laws, Uniform Securities Act.

North American Securities Administrators Association (NASAA)

An international voluntary organization of state, provincial, and territorial securities administrators devoted to investor protection.
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IPT, North American Securities Administrators Association and the National Adult Protective Services Association in cooperation with several medical associations are involved in the campaign.
The North American Securities Administrators Association (NASAA) has announced a settlement in principle between Wells Fargo Investments Llc (NYSE: WFC) and state securities regulators to return nearly USD1.
The legislation also has the endorsement of the Financial Planning Association and the North American Securities Administrators Association.
8,1987, was developed jointly by the SEC and the North American Securities Administrators Association, Inc.
The Leahy and Conyers bills have been endorsed by the North American Securities Administrators Association, state attorneys general from Kansas, Oklahoma, Oregon, Georgia, Washington, Ohio, and Vermont, the AFL-CIO, the Consumers Union, the Consumer Federation of America, and the National Whistleblower Center.
Some boiler room crooks simply move across the street and set up smaller shops,'' said Bradley Skolnik, Indiana's Securities Commissioner and president of the Washington-based North American Securities Administrators Association.
Conference of Mayors, the Fraternal Order of Police, the American Council of Education, and the North American Securities Administrators Association, just to name a few, would leave local governments and individual investors extremely vulnerable to unscrupulous securities dealers.
Warning companies about accepting such offerings, the North American Securities Administrators Association (NASAA) and the Council of Better Business Bureaus (BBB) noted in their April 1987 joint Investor Alert that "blank-check offerings do not identify any proposed intent whatsoever.
Senior regulators from the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASSA)provided direct insight into the regulatory changes facing the Direct Investment industry today;
The Seniorsafe Act has been endorsed by numerous stakeholders, including AARP, the North American Securities Administrators Association (NASAA), the Conference of State Bank Supervisors (CSBS), the Credit Union National Association (CUNA), the National Association of Federally-Insured Credit Unions (NAFCU), the National Association of Insurance Commissioners (NAIC), the Securities Industry and Financial Markets Association (SIFMA), the Insured Retirement Institute (IRI), Transamerica, and LPL Financial.
The North American Securities Administrators Association released its own scam warning on Wednesday.
A case in point: every year the North American Securities Administrators Association (NASAA) develops a list of the top threats facing investors.

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