North American Securities Administrators Association


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North American Securities Administrators Association

An organization dedicated to investor protection. It provides guidance and advice for persons who buy securities or receive investment advice from any jurisdiction that is a member. It also provides seminars and other educational information. It has more than 60 members, who are governments of Mexican states, Canadian provinces & territories, and American states, territories, & districts. NASAA was established in Kansas in 1919. See also: Blue Sky Laws, Uniform Securities Act.

North American Securities Administrators Association (NASAA)

An international voluntary organization of state, provincial, and territorial securities administrators devoted to investor protection.
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Other critics include state securities commissioners, who are represented by the North American Securities Administrators Association, Inc.
The North American Securities Administrators Association (NASAA) has launched an online resource at nasaa.org to help investment advisors switch from federal to state regulation.
Two years ago, the association of state securities regulators, the North American Securities Administrators Association (NASAA), identified unsuitable ETF sales as a top threat to Main Street investors.
IPT, North American Securities Administrators Association and the National Adult Protective Services Association in cooperation with several medical associations are involved in the campaign.
The North American Securities Administrators Association (NASAA) has announced a settlement in principle between Wells Fargo Investments Llc (NYSE: WFC) and state securities regulators to return nearly USD1.3bn to the firm's clients whose funds have been frozen in the auction rate securities market.
The legislation also has the endorsement of the Financial Planning Association and the North American Securities Administrators Association.
The North American Securities Administrators Association (www.nasaa.org) provides links and telephone numbers.
8,1987, was developed jointly by the SEC and the North American Securities Administrators Association, Inc.
Source: North American Securities Administrators Association, Washington, D.C., www.nasaa.org.
In addition, she served as a member of the North American Securities Administrators Association's Franchise and Business Opportunities Committee and chaired the committee for one term.
The Leahy and Conyers bills have been endorsed by the North American Securities Administrators Association, state attorneys general from Kansas, Oklahoma, Oregon, Georgia, Washington, Ohio, and Vermont, the AFL-CIO, the Consumers Union, the Consumer Federation of America, and the National Whistleblower Center.
Conference of Mayors, the Fraternal Order of Police, the American Council of Education, and the North American Securities Administrators Association, just to name a few, would leave local governments and individual investors extremely vulnerable to unscrupulous securities dealers.

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