Canadian securities laws permit insiders to adopt ASDPs to sell, donate or otherwise transfer shares in the future (including upon exercise of stock options) in accordance with the pre-arranged terms of their ASDP, on an automatic basis, regardless of any subsequent material non-public information
Since 2018, FERC has received an unprecedented number of Freedom of Information Act (FOIA) requests for non-public information
in the Notices of Penalty (NOPs) for violations of Critical Infrastructure Protection (CIP) reliability standards.
Rule 10b5-1 allows corporate officers and directors to adopt written, pre-arranged stock trading plans when they do not have material, non-public information
. Using these plans, insiders may gradually acquire stock over a period of time regardless of any material, non-public information
they may receive after adopting a plan.
Atambayev was ready to provide non-public information
about Aziz Batukayev's case.
Bayer last week admitted that Monsanto, which it acquired for $63bn (PS49bn) last year, had gathered non-public information
as part of the campaign, which French media said sought to influence the public debate on pesticides and genetically modified products.
"Candace Marie Claiborne traded her integrity and non-public information
of the United States government in exchange for cash and other gifts from foreign agents she knew worked for the Chinese intelligence service," said Assistant Attorney General Demers.
Dealers across the country continue to search for efficient ways to monitor the ever-growing number of compliance obligations, when it comes to safeguarding their customers' personal, non-public information
. The industry requires both speed and transparency.
had committed 26 violations of the blackout rule, which prohibits trades when the company is in possession of material non-public information
. The prohibition lasts for up to two full trading days after the price-sensitive information is disclosed.
Section 13.2 of the PSE Disclosure Rules, within two (2) Blackout Periods when its Directors and Principal Officers executed trades of Calata shares during a "Blackout Period" where only they were in possession of material non-public information
The PSE also found Calata to have committed 26 violations of the blackout rule in which directors and principal officers executed trades of Calata shares during a period where only they were the ones in possession of material non-public information
During the go-shop period, Imperva and its financial advisor solicited inquiries relating to alternative acquisition proposals from 49 potentially interested parties, six of these parties entered into confidentiality agreements and received access to non-public information
FA rules prohibit players and coaches from betting on any football activity or providing non-public information
to any other person that is then used for betting.