NASD

(redirected from National Association of Securities Dealers, Inc.)
Also found in: Dictionary.

NASD

Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Financial Industry Regulatory Authority

A self-regulatory organization that assists the SEC in regulating financial markets, notably exchanges and companies that deal with securities. Among other duties, FINRA enforces rules, arbitrates disputes, and provides training and licensing services. Contrary to the belief of some, it is not a government agency. It was created in 2007 with the merger of the National Association of Securities Dealers and the NYSE regulatory board.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

NASD

Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.
References in periodicals archive ?
Zarb, chairman and CEO of the National Association of Securities Dealers, Inc. (NASD), as keynote speaker.
The amendments authorized sales practice rules, including those governing suitability, to be written by the National Association of Securities Dealers, Inc. (NASD), and financial institution regulators.
The National Association of Securities Dealers, Inc., does not have rules that specifically address blank-check offerings by shell companies.
[sections] 78a et seq.) and members of the National Association of Securities Dealers, Inc. ("NASD").

Financial browser ?
Full browser ?