Rule Change by the Municipal Securities Rulemaking Board
Sollers is also a former chairman of the municipal securities rulemaking board
She is a former Municipal Securities Rulemaking board
Portland, OR, May 16, 2014 --(PR.com)-- Solomon Exam Prep is excited to announce the launch of the Solomon Exam Prep study program for the Municipal Securities Rulemaking Board
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10, the Municipal Securities Rulemaking Board
released for comment its rule proposal, Rule G-42, which states that "irrespective of any fiduciary duties, draft Rule G-42 subjects municipal advisors to a duty of care in the conduct of their municipal advisory activities." In addition, the draft rule requires municipal advisors "to disclose conflicts of interest and certain other information to their clients and document their municipal advisory relationship."
The Commission also has oversight authority over the Municipal Securities Rulemaking Board
, the National Association of Securities Dealers, and other self-regulatory organizations (each an "SRO").
Key organizations were cooperating to determine how to cleanse a soiled relationship: the Public Securities Association, which represents underwriters, traders and sellers of municipal securities; the Municipal Securities Rulemaking Board
(MSRB), the industry's self-regulatory agency, and the Securities and Exchange Commission (SEC), which can ratify MSRB suggestions.
CRH covenants to disclose annual (within 180 days of fiscal year end) and quarterly (within 50 days of quarter end) information to the Municipal Securities Rulemaking Board
's EMMA system.
The FAQ from FINRA coincide with parallel guidance from the Municipal Securities Rulemaking Board
(MSRB), which is implementing comparable requirements at the same time, exemplifying coordination and harmonized requirements across the different regulators.
The Municipal Securities Rulemaking Board
(MSRB) developed a free, scenario-based course to educate advisers and investors about municipal bonds and help them evaluate how they can fit into a balanced portfolio of investments.
THESE OBLIGA TIONS MAY BE A (i) debt obligation, (ii) lease, (iii) guarantee, (iv) derivative instrument, [begin strikethrough]or (v) monetary obligation resulting from a judicial, administrative, or arbitration proceeding.[end strikethrough] [GFOA recommends deleting this portion.] The term financial obligation shall not include municipal securities as to which a final official statement has been provided to the Municipal Securities Rulemaking Board
consistent with this rule.
Portland, OR, February 05, 2014 --(PR.com)-- Solomon Exam Prep is excited to announce the launch of the Solomon Exam Prep study program for the Municipal Securities Rulemaking Board
's Series 52 Municipal Securities Representative Qualification Exam (https://solomonexamprep.com/series52/).