Market Surveillance


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Market Surveillance

On NASDAQ, a department that investigates and reports any suspected illegal behavior. Market Surveillance is an important department in maintaining a free, fair, and transparent market. Because NASDAQ is an electronic exchange, Market Surveillance conducts most of its investigations on computers.
References in periodicals archive ?
The meeting in December was convened to agree a shared understanding of the application of Commission Regulation 641/2009/EC and the amendment 622/2012/EC with regards to eco-design requirements for circulator pumps and Market Surveillance within the UK.
BPMA keeps up the pressure for action on non-compliant pump imports
The coalition welcomes the market surveillance regulation, but regrets that manufacturers have become the "victims of a political fight".
MARKET SURVEILLANCE : STATUS QUO DETRIMENTAL TO EU'S MACHINERY INDUSTRY
By making origin labelling mandatory, the Commission wants to improve traceability for market surveillance authorities.
CONSUMERS : IMCO SUPPORTS PRODUCT SAFETY AND MARKET SURVEILLANCE PACKAGE
The CFTC has stepped up its enforcement efforts through its trade practice and market surveillance program as one of their efforts to preserve the economic functions of the U.S.
Christian T. Kemnitz with Katten Muchin Rosenman LLP to Speak at KC's Strategies to Deal with the CFTC's Trade Practice and Market Surveillance (TP/MS) Program Event
Improved market surveillance is needed to guarantee fair conditions.
MARITIME TRANSPORT : MAKING LEISURE BOATS SAFER AND LESS POLLUTING
By focusing on three key components of market surveillance -- detection, prevention and deterrence -- Mizen explains that brokers can gain real-time and historical analysis and oversight to detect anomalies; controls and processes to prevent errant order flow from reaching the markets by applying broker-owned risk controls; and real-time monitoring, control and, acting as deterrents, heavy penalties.
Brokers to spend US$206 million on surveillance in 2011
The Financial Market Surveillance and Regulation Service has set up a working group to regularly sutdy situation at the world financial markets and timely respond to possible financial theats and risks for the sake of stability of domestic non-banking market.The working group will propose its recommendations on prevention of financial crises, publish analytical reviews and post statements concerning the current state of the world financial markets and publish them in media.
Financial Market Surveillance and Regulation Service sets up working group to prevent possible financial treats in Kyrgyzstan
Takagi said it is ''natural'' for the government to step up market surveillance when stock markets become unstable like today.
LEAD: Gov't to act 'correctly' to ensure stability in Iraq war
Under the agreement, the TSE and the three other Asian stock exchanges will exchange information on their market surveillance systems with a view to sharing know-how about maintaining stable markets, according to TSE officials.
TSE agrees to cooperate with Asian stock exchanges
As such, I have responsibility for domestic and foreign operations of the System Open Market Account and for the recently formed Market Surveillance Function.
Statement by William J. McDonough, Executive Vice President, Federal Reserve Board of New York, before the Subcommittee on Telecommunications and Finance of the Committee on Energy and Commerce, U.S. House of Representatives, March 17, 1993
The delegation included Vera Despotovich, Chairman of the UNECE Advisory Group on Market Surveillance , Lorenz Yakya , Secretary of the UNECE Working Group on Regulatory Cooperation, and Valentin Nikonov, Risk Management Expert Group Coordinator.
Russian Federation : Rosstandart Discussed Areas of Cooperation Within the Framework of the Unece
Proposals to enhance the safety of non-food products have been enthusiastically received by MEPs in charge of drafting reports on the European Commission's product safety and market surveillance package.
INTERNAL MARKET : MEPS WELCOME PRODUCT SAFETY PACKAGE
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