Our market share in equities business maintained, with steady futures trading business and healthy securities margin loan
An employee's income from employer stock options was taxable in the year the employee exercised them, not when he paid off the margin loan
used to purchase the stock.
However they are heavily mortgaged and have a $600,000 margin loan
Davis had pledged approximately 204,000 new shares to his margin loan
after January 1, 2012.
The subject of the public contract at the conclusion of the credit agreement to provide investment loan in the amount of 80 million CZK floating rate PRIBOR 3M + margin loan
provider, valid for the entire duration of the credit agreement.
Without a margin loan
, you would only have bought $5,000 worth of XYZ stock and made only $1,000.
Barai Capital was a Goldman client and used Goldman to execute trades based on NVIDIA and Marvell inside information at or around the same time Goldman was forcing Claimants to pledge their Marvell shares as collateral for the margin loan
and forcing Claimants to sell the NVIDIA shares purchased with the margin loan
94, in an MLC MasterKey Unit Trust as security for the trust margin loan
advice that did not adequately consider the specific needs of the client but recommended the client establish a margin loan
or SMSF compliance with the disclosure requirements when the advice provided to clients included the replacement of one financial product with another.
Without the margin loan
, the UPS stock would not have been liquidated to meet the margin call, thereby providing it with an opportunity to recover as the price of UPS stock rebounded since 2009.
The Claimant also had a margin loan
against the concentrated portfolio exceeding $1.
failed to comply with financial services laws, breached the 'client/planner' relationship as the financial adviser for an elderly couple, in their 80s, by using their MLC investments as security for a margin loan
taken out in the name of a trust of which he was the trustee and one of the beneficiaries while knowing they stood to lose their entire investment, engaged in misleading or deceptive conduct or conduct likely to mislead or deceive when procuring the elderly couple s units in an MLC MasterKey Unit Trust as security for the trust margin loan