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Disciplinary proceedings for similar failings were taken at St James's Place by the former regulator Lautro in 1994.
The dispute centres on a case involving businessman Victor Tee who was in dispute with former City watchdog Lautro.
This is an issue in which the regulatory authorities (for example LAUTRO) have taken a close interest, and there is certainly circumstantial evidence emerging of wide disparities among companies in the quality of training programmes for salesmen.