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Related to Issuer: Bond Issuer


An entity that puts a financial asset in the marketplace.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.


An organization that registers, distributes, and sells a security on the primary market. An issuer can be a private company or a government. For example, if a company registers a stock with the SEC, makes arrangements to underwrite it, and keeps the proceeds from its sale, it is said to be the issuer of that stock.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved


An organization that is selling or has sold its securities to the public.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.


An issuer is a corporation, government, agency, or investment trust that sells securities, such as stocks and bonds, to investors. Issuers may sell the securities through an underwriter as part of a public offering or as a private placement.

Dictionary of Financial Terms. Copyright © 2008 Lightbulb Press, Inc. All Rights Reserved.
References in periodicals archive ?
The revised draft also allowed amendments to the white paper and other documentary requirements initiated by the token issuers during the initial assessment and registration proper phase.
The issuer shall ensure that Centralised E-PO System (CES) is available for the general public.
The Additional Notes and the related guarantees will be secured by first priority liens on substantially all of the Issuers' and the Guarantors' assets, including pledged equity interests of the Issuers and the Guarantors.
In the near future, the Issuer will be approaching noteholders with a view to concluding matters.
The managers talked about one rule that could help exchange plan agents: If moves an agent's clients into new plans, and the issuers of the new plans do pay commissions, the issuers of the new plans can pay the commissions to the agent even if the agent's exchange registration has expired.
* require the filing of the policy as an exhibit to the issuer's annual report.
1442 withholding requirements rely on the character and source of the payments made to foreign corporations, it is critical to address the character and source of the payments made by a DI to an issuer in connection with the ADR program.
Guidelines also require that the courses of action and penalties that an issuer may impose should be clearly stated in the dealing policy.
The rule prohibits issuers from charging cardholders with multiple penalties on a single late payment or other violation.
The Rule 144 amendments will permit a reporting issuer (i.e., one that files periodic reports under the Securities Exchange Act of 1934) to issue securities in a private placement and permit the recipient to resell such securities publicly after a six-month holding period.