Investment advisory service

Investment advisory service

A business that specializes in providing investment advice for a fee. All advisers of an advisory service must be registered with the Securities and Exchange Commission.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Investment Advisory Service

A business that provides investing advice or counsel to an investor in exchange for a fee. Investment advisory services may interact directly with a client (e.g. by managing assets), or may provide passive, general advice on which securities or industries are bullish or bearish. Investment advisory services managing a certain amount of money must register with the SEC; the actions of all investment advisory services are governed by the Investment Advisors Act of 1940. Importantly, it is a criminal offense for investment advisory services to provide false or misleading information, and to sell or buy their own securities to or from a client. See also: Investment adviser.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
References in periodicals archive ?
The NBAD investment advisory service allows investors to invest in 1,300 stocks across 12 major Mena exchanges and 20 highly graded Mena bonds.
"In our marketplace, investment advisory service is a requirement for being in the business," notes Ken Robertson, executive vice president of The 401(k) Company, an Austin, Texas-based plan provider with a national client base of middle-market plan sponsors.
division's $8 billion investment advisory group, and worked at Citigroup as the sales and marketing manager for a $13 billion investment advisory service.
DIFC-based Royal Investment Bank Limited has completed formation of its alternative investment advisory service aimed at Middle Eastern investors who are looking for investment products that offer the potential for significant returns but that have yet to be introduced to the regional investment community.
Global Banking News-January 18, 2019-Forest Resource Advisors launches new investment advisory service
BANKING AND CREDIT NEWS-January 18, 2019-Forest Resource Advisors launches new investment advisory service
Eligibility hinges on whether the CPA's investment advisory service is "solely incidental" to the practice of accounting.
M2 EQUITYBITES-January 18, 2019-Forest Resource Advisors launches new investment advisory service
Essential Portfolios is an investment advisory service of Amerivest Investment Management, LLC (Amerivest), a registered investment advisor.
http://www.401kforum.com The 401k Forum, which bills itself as the "first Internet-based investment advisory service for 401(k) participants," provide, information for employees and employers.
If we get enough people to commit to doing this on a full-time basis, the CPA profession can own the investment advisory service profession." The public, Ruff says, would love for CPAs to come do this for them.

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