normal investment practice

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Normal investment practice

The investment history of a customer, which is used as a benchmark to test the bona fide public offerings requirement of the allocation of a hot issue.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Normal Investment Practice

The strategies, securities, and other investment routines that a person or company usually conducts. For example, buying investment-grade bonds might be a normal investment practice for a risk-averse investor. Because normal investment practices are observable and often predictable, underwriters and investment advisers may use them to recommend securities to investors. However, FINRA prohibits underwriters from using normal investment practices when placing hot issues.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved

normal investment practice

The history of security purchases recorded in a customer account for purposes of allocating hot issues. The National Association of Securities Dealers prohibits underwriters from overallocating hot issues to customers based on the customers' normal investment practice.
Wall Street Words: An A to Z Guide to Investment Terms for Today's Investor by David L. Scott. Copyright © 2003 by Houghton Mifflin Company. Published by Houghton Mifflin Company. All rights reserved. All rights reserved.
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The company added that its industry advisors are part of its integrated model of value creation and include individuals who are current and former senior executives that bring specific industry focus to support the building of KKR's business and investment practice.
Prior to Deutsche AWM, he was an executive director at JP Morgan Private Bank (NYSE: JPM), where he led the investment practice in South Florida.
As she calls clients to tell them she is phasing out her investment practice, Meyer says she finds she is "even more successful than I imagined.
Tim Sketchley, Chairman of the Capital Markets Group, EMEA (Europe, Middle East and Africa) at Cushman & Wakefield, said: "This acquisition will help us build still further our London investment practice where the volume and quality of our instructions have been increasing consistently every year.
Jonathan Rose Companies, LLC has named Gwen Rowden managing director of the firm's Investment Practice. In this capacity she will manage the Rose Smart Growth Investment Fund I, LP.
Global Banking News-June 8, 2016--Guggenheim Securities expands energy investment practice
Among the subjects covered are fiduciary work, case law, regulations and other information related to the fiduciary aspects of investment practice. Following these practices will help CPAs differentiate themselves from other types of fiduciary service providers.
Global Banking News-April 12, 2018--Northern Trust strengthens EMEA Global Family Office and Investment Practice

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