normal investment practice

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Normal investment practice

The investment history of a customer, which is used as a benchmark to test the bona fide public offerings requirement of the allocation of a hot issue.

Normal Investment Practice

The strategies, securities, and other investment routines that a person or company usually conducts. For example, buying investment-grade bonds might be a normal investment practice for a risk-averse investor. Because normal investment practices are observable and often predictable, underwriters and investment advisers may use them to recommend securities to investors. However, FINRA prohibits underwriters from using normal investment practices when placing hot issues.

normal investment practice

The history of security purchases recorded in a customer account for purposes of allocating hot issues. The National Association of Securities Dealers prohibits underwriters from overallocating hot issues to customers based on the customers' normal investment practice.
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3, 2014 /PRNewswire/ -- Olshan Frome Wolosky LLP today announced that the firm's Activist & Equity Investment Practice has been named by FactSet SharkRepellent as the top-ranked Legal Advisor to Activist Investors, based on FactSet's Top Legal Advisors to Activists League Table 2014 data.
The announcement was made by Wendy Rowden, managing jirector of Jonathan Rose Companies' Investment Practice.
The short-term investment practice he is accused of, though, has become a common one.
Tim Sketchley, Chairman of the Capital Markets Group, EMEA (Europe, Middle East and Africa) at Cushman & Wakefield, said: "This acquisition will help us build still further our London investment practice where the volume and quality of our instructions have been increasing consistently every year.
He established Motorola's investment practice in China in 2002, and served on the board and investment committee of Shanghai NewMargin Ventures, one of China's premier venture capital management funds.
Among the subjects covered are fiduciary work, case law, regulations and other information related to the fiduciary aspects of investment practice.
After she phases out her investment practice, she win return to full-time, fee-only financial planning, leaving implementation of investment recommendations to others.
Our companies will benefit from Marc's extensive strategic and operating expertise," said Steve Berger, general partner of Odyssey and head of its corporate investment practice.
Energy VC Veteran Brings Expertise in Energy Technologies and Track Record of Launching Successful Companies to Energy Investment Practice
The 'Golden Friends of India Award' was given in recognition of his commitment to Indian-UAE economic and investment practices.
These barriers include government policies and investment practices.
The Arkansas Board of Finance is hiring a consultant to review the state's investment practices after legislative auditors said Treasurer Martha Shaffner's decision to sell bonds early cost the state thousands in potential earnings.

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