Investment advisory service

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Investment advisory service

A business that specializes in providing investment advice for a fee. All advisers of an advisory service must be registered with the Securities and Exchange Commission.
Copyright © 2012, Campbell R. Harvey. All Rights Reserved.

Investment Advisory Service

A business that provides investing advice or counsel to an investor in exchange for a fee. Investment advisory services may interact directly with a client (e.g. by managing assets), or may provide passive, general advice on which securities or industries are bullish or bearish. Investment advisory services managing a certain amount of money must register with the SEC; the actions of all investment advisory services are governed by the Investment Advisors Act of 1940. Importantly, it is a criminal offense for investment advisory services to provide false or misleading information, and to sell or buy their own securities to or from a client. See also: Investment adviser.
Farlex Financial Dictionary. © 2012 Farlex, Inc. All Rights Reserved
References in periodicals archive ?
Primarily, Swig Burris Equities divides its services into the following categories: Investment Advisory Services (including acquisitions, investment vehicles, joint venture partnership participation and dispositions), Investment Management, Development Supervision Services, Property Management, Hotel Management, and Commercial Leasing.
In addition to his role as a Wealth Advisor, Martin consults with CPAs and attorneys that wish to expand their scope of services and add value for their clients by offering insurance and investment advisory services.
The service, Diamond Privilege, has been designed for the affluent, and in addition to traditional banking services it will offer investment advisory services ranging from financial planning to global financial and investment advisory services, wealth management and other lifestyle benefits.
* ONE WAY CPAs CAN UPGRADE THEIR INVESTMENT advisory services is to offer their clients the services of individual money managers.
At Athena, Cohen will focus on the delivery of customized investment advisory services, including asset allocation, portfolio construction and other portfolio-management related services.
Harris myCFO, a provider of integrated wealth management with independent investment advisory services, and which is also a unit of BMO Financial Group (NYSE: BMO), has announced that it hired a director.
The AICPA entered into an alliance with Fidelity Investments Institutional Brokerage Group, in which IBG became the exclusive provider of clearing and custody services for the AICPA's Center for Investment Advisory Services (CIAS).
Battery Ventures provides investment advisory services solely to privately offered funds.
Victory Capital provides investment advisory services to institutional clients including corporations, non-profits, public funds, Taft-Hartley and sub-advisory clients through separate accounts and commingled funds.

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